| Fund |
Portfolio managers, Management company |
Strategy |
Service providers | Launch | Equity at Launch (Mil.) | Hedge
Fund
Alert
Issue |
Broadmark Long/short Equity
Domicile: US |
Chris Guptill, Don Smiley
Broadmark Asset Mgmt, New York
212-980 8765 |
Long/short |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: Ernst & Young |
Nov. 7 |
$0.2 |
12/19/01 |
Bali Pacific Fund
Domicile: U.S. and Cayman Islands |
Woon Lim and Tom Murtha
Bali Asset Management
212-812-0720 |
Asia-Pacific long/short equities |
Prime broker: Goldman Sachs
Law firm: Cadwalader Wickersham
Auditor: Rothstein Kass
Administrator: Goldman Sachs |
Jan. 1 |
|
12/19/01 |
Millbrook Partners
Domicile: U.S. |
Christopher Mailman |
Multi-strategy |
Law firm: Kramer Levin
Auditor: H.J. Cohn |
Oct. 1 |
$6 |
12/19/01 |
Belfinance Multi-Strategy Fund
Domicile: U.S. and Bermuda |
Jim Schmidt and Paul Meier
BSI Capital, New York
212-581-1515 |
Multi-strategy (long/short, fixed-income sector and event-driven) |
Prime broker: Banc of America
Law Firm: Conyers Dill
Auditor: Rothstein Kass
Administrator: Citco |
March 1 |
$100 |
12/12/01 |
Klesch European Distressed
Domicile: Cayman |
Gary Klesch
Klesch & Co., London
44 207 493-4300 |
Distressed securities |
Prime broker: Bear Stearns
Law firm: Dechert
Auditor: Ernst & Young
Administrator: Tranaut Fund |
Jan. 1 |
|
12/12/01 |
Quadriga Superfund
Domicile: U.S. |
Christian Baha |
Global Macro |
Prime broker: Cargill, Mann Financial
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: Rothstein Kass |
Dec. 1 |
$2 |
12/12/01 |
Titan Masters
(offshore)
Domicile: Caymen Islands |
N. Claude Colabella, George Fox, Tom Holliday and Doug Reid
Titan Advisors, Rye, NY
914-937-7427 |
Long/short and event-driven |
Law firm: Akin Gump
Auditor: Richard A. Eisner & Co.
Administrator: Swiss Financial |
Jan. 1 |
|
12/12/01 |
Sebago Partners
Domicile: US, Caymen Islands |
Eric Schwartz
Sebago Capital Management, Boston
617-574-6125 |
Long/short Canadian equities |
Prime broker: Bear Stearns
Law firm: Conyers Dill
Auditor: Deloitte & Touche
Administrator: Hemisphere |
Jan. 2 |
$5 |
12/5/01 |
Ladera Capital
Domicile: US
|
Dan Daiss
DID Management, Los Altos, Calif.
650 854-6111 |
Small-cap growth, long biased |
Prime broker: ABN Amro
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass
|
Dec. 3 |
$10 |
12/5/01 |
Europanel Europe Long/Short Equities
Domicile: Luxembourg |
Cyril Julliard and Bertrand van Houtte
Europanel, Paris
331 5305 5785 |
European long/short equity |
Law firm: Delandmeter
Auditor: Deloitte & Touche
Administrator: Rothschild |
Jan. 1 |
€10 |
12/5/01 |
Europanel Europe Market Neutral
Domicile: Luxembourg |
Cyril Julliard and Bertrand van Houtte
Europanel, Paris
331 5305 5785 |
European market neutral |
Law firm: Delandmeter
Auditor: Deloitte & Touche
Administrator: Rothschild |
Jan. 1 |
€10 |
12/5/01 |
Hammerman Capital Offshore
Domicle: Caymen Islands |
Jason Hammerman
Hammerman Capital Management, Boston
617-574-6150 |
Capital-structure arbitrage |
Prime broker: Bear Stearns
Law firm: Aikin Gump
Auditor: Rothstein Kass
Administrator: Fortis |
Nov. 1 |
$17 |
11/28/01 |
KD Distressed and High Income Securities Fund
Domicile: U.S./Curacao |
Daniel Pisera
Kellner & Dileo, New York
212-350-0200 |
Distressed securities arbitrage |
Prime broker: Goldman Sachs
Law firm: Swidler Berlin
Auditor: PricewaterhouseCoopers |
Jan. 1 |
$30-50 |
11/28/01 |
KD Convertible Arbitrage Fund
Domicile: U.S./Curacao |
Jeffrey Fachler
Kellner & Dileo, New York
212-350-0200 |
Convertible bond arbitrage |
Prime broker: Goldman Sachs
Law firm: Swidler Berlin
Auditor: PricewaterhouseCoopers |
Jan. 1 |
$30-50 |
11/28/01 |
(Name to be disclosed)
Domicile: U.S./(future offshore location) |
Jerry Peterson
Agger Capital Management, San Francisco
415-677-5959 |
U.S. long/short equity |
Prime broker: Morgan Stanley
Law firm: Gardner Carton
Auditor: KPMG
Administrator: Bank of Butterfield |
Febuary |
|
11/28/01 |
Life Sciences Fund
Ocean Fund Advisors, Santa Monica, Calif.
310-451-8330 |
Michael Browne
Brian Massey |
Long/short healthcare equities |
Prime broker: Morgan Stanley
Law firm: Paul Hastings
Auditor: Ernst & Young |
May 1 |
|
11/21/01 |
I/D/M Partners
New York |
Jonathan Stone
Nicolas Colas |
Long/short U.S. equities |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel |
Feb. 1, 2002 |
$100 |
11/21/01 |
Spyglass Capital/
(has offshore companion)
Spyglass Capital Trading, Naples, Fla. |
Paul Brodsky |
Fixed income arbitrage |
Prime broker: Salomon Smith Barney
Law firm: Shartsis Friese
Auditor: Kaufman Rossin
Administrator: Admiral Admin. |
Jan. 1 |
|
11/14/01 |
Tempo Fund
JD Capital, Creenwhich, Conn.
203-863-7855 |
Dave Rogers |
Relative Value |
Prime broker: Goldman Sachs
Administrator: Goldman Sachs |
February |
|
11/7/01 |
Mirabelle Fund
Halkin Capital Management, London
44 207 659 9181 |
Toby Clothier
Arjuna Gamage
Jonathan Potter |
Long/Short European equities |
Prime broker: Goldman Sachs
Law firm: Illiad Consulting
Auditor: Arthur Andersen
Administrator: Goldman Sachs |
Dec. 3 |
e40 |
11/7/01 |
Guidance Green Terrain Fund
Guidance Capital Management, Chicago
312-674-4695 |
|
Diversified |
Law firm: Pepper & Hamilton
Auditor: Ernst & Yuong
Administrator: SEI Investments |
Dec. 1 |
$50-100 |
11/7/01 |
Alumni Partners I
Kobren Insight, Wellesley Hills, Mass.
617-369-2000 |
Eric Kobren |
Diversified |
Law firm: Hale & Dorr
Auditor: PricewaterhouseCoopers
Administrator: Hemisphere |
Jan. 1 |
|
11/7/01 |
Aslan Capital Fund
Aslan Capital Management, New York
212-332-3487
|
Bruce Gregory |
Event driven, distressed debt |
Law firm: Akin Gump
Auditor: Ernst & Young
|
Nov. 1 |
$25-30 |
10/31/01 |
Trafalgar Catalyst Fund
Trafalgar Asset Managers, London
44-207-472-5823 |
Theo Phanos
Lee Robinson
|
Global event-driven |
Prime broker: Goldman Sachs
Law firm: Lovells
Auditor: Robson Rhoads
Administrator: Goldman Sachs |
Nov. 1 |
$20 |
10/31/01 |
Lexington Avenue Capital Partners
Lexington Avenue Capital Mgmt., New
York,
212-499-2975 |
Larry Luxenberg
Mark Dunetz
|
Long/short equity |
Prime broker: Bear Stearns
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass |
Nov. 1 |
|
10/31/01 |
Okumus Market Neutral Partners
Okumus Capital, New York
212-350-4034 |
Ahmet Okumus |
Market-netural
(U.S. companion to the offshore Okumus Market Netural Fund) |
Prime broker: Banc of America
Law firm: Wolf, Block
Auditor: BDO Seidman
Administrator: International Fund
Administration |
Nov. 1 |
|
10/31/01 |
Millennium Wave Fund
Millennium Wave Advisors, Fort Worth, Texas
817-589-0678 |
John Mauldin |
Diversified |
Law firm: Gardner Clarke
Auditor: Arthur Bell & Associates
Administrator: Forum |
Nov. 1 |
|
10/31/01 |
Arrowstreet Global Long/Short Equity
Arrowstreet Capital Mgmt., Cambridge, Mass.
617-547-9999 |
|
Global long/short |
Prime broker: Morgan Stanley
Law firm: Goodwin Proctor
Auditor: PricewaterhouseCoopers
Administrator: Hemisphere |
Dec. 1 |
|
10/24/01 |
Gradient Europe Fund
Gradient Capital Partners, London
44 20 7398 5800 |
Scott Pagel
Ivor Farman |
Long/short Europe |
Prime broker: Morgan Stanley
Law firm: Illiad Consulting
Auditor: Ernst & Young
Administrator: Daiwa Securities |
Dec. 1 |
|
10/24/01 |
Alki Capital Partners
Alki Capital Management, San Diego
858-442-1980 |
Scott Wilfong |
U.S. long/short |
Prime broker: Banc of America
Law firm: Shartsis, Friese
Auditor: Ernst & Young |
Jan. 1 |
|
10/17/01 |
Lyons Capital Partners
Lyons Capital Mgmt., Huntington Beach, Calif.
714-393-5752 |
Jason Lyons |
U.S. long/short |
Prime broker: ABN Amro
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass |
Dec. |
$10 |
10/17/01 |
Santa Barbara Statistcal Arbitrage
McCormick Advisors, Santa Barbara, Calif.
805-963-2661 |
Tim McCormack |
Statistical arbitrage |
Prime broker: Bear Stearns
Law firm: Gardner Carton
Auditor: KPMG Peat Marwick
Administrator: Deefield International |
Nov. 1 |
$10 |
10/17/01 |
Citadel Edison Fund
Citadel Investment, San Fransisco |
Peter Labon |
Long/short telecom, media and technology equities |
Prime brokers: Goldman, Morgan Stanley |
Nov. 1 |
$500 |
10/17/01 |
Citadel Equity Opportunity Fund
Citadel Investment, San Francisco |
Carson Levit |
Long/short equities |
Prime broker: Glodman, Morgan Stanley |
Nov. 1 |
$500 |
10/17/01 |
JP Morgan Multi-Strategy Fund II
JP Morgan Alternative Asset Mgmt., New York
|
Jim Welch and Paul Zummo |
Diversified |
Law firm: Seward & Kissel
Auditor: Ernst & Young
Administrator: IFS |
Oct. 1 |
$158 |
10/17/01 |
SSGA Market-Neutral Europe Fund
State Street Global Advisors, London
44 207 7698 6113 |
Stuart Martin
Paul Moghtader |
Market-neutral |
Prime broker: Goldman Sachs
Law firm: William Fry
Administrator: Bank of Ireland |
October |
|
10/10/01 |
Tiger Asia Fund
Tiger Asia Management, New York
212-984-2500 |
Bill Hwang |
Asia ex-Japan long/short equity |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers |
Nov. 1 |
Up to $135 |
10/10/01 |
TigerSharks Fund
Tiger Sharks Management, New York
212-984-2500 |
Tom Facciola
Michael Sears |
Long/short equity |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
|
Dec. 31 |
Up to $125 |
10/10/01 |
Tiger Technology Fund
Tiger Technology Management, New York
212-984-2500 |
Chase Coleman |
Technology long/short equities |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers |
Nov. 1 |
Up to $165 |
10/10/01 |
MKP Opportunity Fund
MKP Capital Management, New York
212-755-0815 |
Eric Keiter
Patrick McMahon |
Global fixed income |
Prime broker: Bear Stearns
Law firm: Schulte Roth
Auditor: Ernst & Young
Administrator: Fortis |
Aug. 15 |
|
10/3/01 |
Ailsa U.S. Equity Fund
Ailsa Capital Mgmt., Edinburgh, Scotland
44 13 1226-9700 |
Neil Smeaton
Piers Watson |
U.S. long/short equities |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: International Fund Services |
Oct. 1 |
$20 |
9/26/01 |
Emerald Advantage Hedge Fund
Emerald Advantage Mgmt., King of Prussia, Pa.
610-337-9230 |
Joe Besecker |
Long/short equities |
Prime broker: Goldman Sachs
Law firm: Lowenstein Sandler
Auditor: Ernst & Young
Administrator: Admiral Admin. |
Oct. 1 |
$1 |
9/26/01 |
Stonebrook Capital Partners
Stonebrook Institutional Partners
Stonebrook Overseas Partners
Stonebrook Fund Mgmt., New York
212-765-2240 |
Jeff Lignelli |
Long/short U.S. equity |
Prime broker: Morgan Stanley
Law firm: Aikin Gump
Auditor: Rothstein Kass |
Dec. 1 |
$150-200 |
9/19/01 |
Prophecy Capital Management
Prophecy Technical Research, New York
212/835-6868 |
Jeffrey Spotts |
Short-term long/short equities |
Prime broker: Pershing
Law firm: Gersten Savage
Auditor: Rothstein Kass
Administrator: Meridian Corp.
Marketer: Cogent Alternative Strategies |
Sept. 1 |
$1.4 |
9/19/01 |
Convertible Fund Offshore
Convertarb Asset Mgmt., Norwalk, Conn.
(203) 838-8475
|
Steve Seefeld |
Convertible-bond arbitrage |
Prime broker: Bear Stearns
Law firm: Curtis Mallett
Auditor: Rothstein Kass
Administrator:Hedge Fund Svcs., BVI |
Sept. 1 |
$1 |
9/12/01 |
Coronation Peak Fund
Coronation Group, London
44-20-7389-8861 |
Richard Kommel |
European long/short equities |
Prime broker: Goldman Sachs
Law firm: Dillon Eustace
Auditor: KPMG (Ireland)
Administrator: Hemisphere Mgt. |
Aug. 2001 |
e107 |
9/12/01 |
Asterion Life Sciences Fund
Asterion Capital, Cambridge, Mass. |
Marie Warburg
Bihua Chen
Bruce Beaty |
U.S. long/short equities with a healthcare focus |
Prime broker: Goldman Sachs
Auditor: PricewaterhouseCoopers
Administrator: Goldman Sachs |
Late Oct. |
$20-30 |
9/12/01 |
Clarke & Bartlett European Equity Fund
Clarke & Bartlett Asset Mgmt., London
44-207-016-9460 |
Richard Clarke |
Long/short European equity |
Prime broker: Morgan Stanley
Auditor: PricewaterhouseCoopers
Administrator: Tranault |
Nov. 1 |
|
9/12/01 |
Troy Capital
Troy Asset Management, Greenwich, Conn.
203-485-4848 |
Alex Troy |
Event-driven |
Prime broker: Goldman Sachs
law firm: Seward & Kissel
Auditor: Richard A. Eisner
Administrator: Goldman Sachs |
Oct. 1 |
$45 |
9/12/01 |
Artis Capital Technology Fund
Artis Capital Management, San Francisco
626-614-8564 |
Stuart Peterson |
Technology long/short equities |
Prime broker: Goldman Sachs
Law firm: Shartsis Friess
Auditor: Ernst & Young |
|
|
8/22/01 |
Hunter Global Investors
Hunter Global Investors, New York
(212) 453-8950 |
Duke Buchan |
Long/short global equities |
Prime brokers: Morgan Stanley, Deutsche Bank
Law firm: Schulte Roth
Auditor: PricewaterhouseCoopers |
October |
$250+ |
8/22/01 |
Elkhorn Fund
Sanborn Kilcollin Partners, Chicago
(312) 214-3100 |
Robert Sanborn |
Long/short equities |
Prime broker: Banc of America
Law firm: Garden Carton
Auditor: Ernst & Young |
July 1 |
$30 |
8/22/01 |
Ikos US
Ikos Asset Management, London
44 207 237 3050 |
Martin Coward |
U.S. statistical-arbitrage |
Prime broker: Morgan Stanley
Law firm: Maples & Calder
Auditor: KPMG Peat Marwick
Administrator: Daiwa Securities |
Aug. 1 |
$10 |
8/22/01 |
Turnstone Capital
Turnstone Capital Management, New York
(212) 201-7717 |
Chris Clark |
Long/short equities |
Prime broker: Morgan Stanley
Law firm:Arthur Anderson
Auditor: Akin Gump |
Sept. 1 |
$100 |
8/22/01 |
GRT Topaz Partners
GRT Capital Partners, Boston
617-312-6816 |
Gregory Fraser
Rudy Kluiber
Timothy Krochuk |
U.S. long/short equities |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator:Goldman Sachs |
Sept. 1 |
|
8/15/01 |
Rapids Edge
Kevin Dann & Partners, New York
212/446-2400 |
Kevin Dann |
U.S. long/short equities |
Prime broker: Bank of America
Law firm: Seward & Kissell
Auditor: PricewaterhouseCoopers |
Sept. 1 |
|
8/15/01 |
EN Benten Japan Fund
EN Asset Management, London |
Peter Nicholas |
Long/short Japan |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: IFS Dublin |
October |
|
8/8/01 |
Lego Capital Fund
Lego Capital Partners, New York |
David Eigen |
Long-only, value |
Prime broker: Pershing IMS
Law firm: Sadis & Goldberg
Auditor: Marcum Kliegman |
Aug. 1 |
|
8/8/01 |
Platinum Plus Fund
New World Funds, Seven Fields, Pa. |
Lee Sahene
David Poremba |
Mutual-fund market timing |
Law firm: Sadis & Goldberg
Auditor: Sultanik Krumholz |
Aug. 1 |
$1 |
8/8/01 |
Healy Circle Partners
Healy Circle Capital Mgmt., New York |
Marc Sulam
Donald Sulam |
Long/short catalyst driven |
Prime broker: Banc of America
Law firm: Seward & Kisell
Auditor: PricewaterhouseCoopers |
June 1 |
$25 |
8/8/01 |
Libra Europe Fund
Park Place Capital, London |
Roberto Bogoni
Bruce Mee |
European, long/short, market neutral |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: PricewaterhouseCoopers
Administrator:Goldman Sachs |
October |
€100 |
8/8/01 |
Chase Multi-Strategy Fund
J.P. Morgan Alt. Asset, New York |
Jim Welch
Paul Zummo |
Diversified |
Law firm: Seward & Kissel
Auditor: Ernst & Young
|
Oct. 1 |
|
8/8/01 |
RPM Metropolitan Fund
Murchison Holding, Dallas |
Bob Peck
Toby Roosevelt |
Invests in hedge funds, private equity funds, real estate funds and hard asset funds. |
Law firm: Akin Gump
Auditor: Ernst & Young |
August |
$75 |
8/8/01 |
Dialogue Fund
Dialogue Capital Management, New York |
Ori Eziel |
Long/short equities, catalyst-driven |
Prime broker: Goldman Sachs
Law firm: Kleinberg Kaplan
Auditor: PricewaterhouseCoopers |
Aug. 1 |
$8 |
8/1/01 |
Nextam Partners European Equity Hedge Fund
Nextam Partners, London |
Antonio De Bustis |
Long/short European equities |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: Citco Fund Services |
Sept. |
$60 |
8/1/01 |
Systeia Futures EUR Fund
Systeia Capital Management, Paris |
Edouard Petitdidier
Laurent Benarouche |
Managed futures |
Law firm: David Dillon
Auditors: Conseils Associes, Deloitte & Touche |
August |
€45 |
8/1/01 |
GAM Trading III
Global Asset Management, London |
Nancy Skiest Andrews |
Invests in currencies, commodities and equity derivatives |
Law firm: Harney Westwood
Auditor: PricewaterhouseCoopers
Administrator:Fortis Bank |
July 30 |
|
8/1/01 |
GCP Strategic Value Fund
Ghriskey Capital Partners, Greenwich, Conn. |
Tim Ghriskey |
Long/short equity |
Prime broker: Morgan Stanley
Law firm: Seward & Kisell
Auditor: Arthur Andersen
Administrator: Citco Fund Services |
July 2 |
|
7/25/01 |
Bloom Capital Management
MBB Investments, Boca Raton |
Michael Bloom |
U.S. long/short equity |
Prime broker: Bear Sterns
Law firm: Rutherford Mullhall
Auditor: Kaufman Rossin |
June 12 |
$15 |
7/25/01 |
Aureus Fund
Gregersen & Partners, Copenhagen, Denmark |
Jesper Uttrup |
European long/short equity, with a Nordic focus |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst &Young
Administrator: International Fund Services |
September |
|
7/25/01 |
(unidentified)
Westbury Asset Management, London |
Simon Hookway |
European long/short |
Prime broker: Morgan Stanley
Law firm: City Law, London
Auditor: Ernst & Young |
Sept. 30 |
$75 |
7/18/01 |
Alphaquest-Global Macro
(Commodities trading advisor)
Quest Partners, New York |
Nigol Koulajian |
Systematic short and long-term |
Clearing broker: Man Financial
Law firm: Graham, Thompson
Auditor: PricewaterhouseCoopers
Administrator: Swiss Financial |
July |
$25 |
7/18/01 |
Conquest Macro Fund
(Commodities trading advisor)
Camelot Partners, New York |
Marc Malek
Richard Silver |
Systematic short and long-term |
Clearing broker: Man Financial
Law firm: Tannenbaum Halpern
Auditor: PricewaterhouseCoopers
Administrator: Swiss Financial |
June 1 |
$10 |
7/18/01 |
Cayuga Fund
Cornell University, Ithaca, N.Y. |
Charles Lee
Bhaskaran Swaminathan |
Long/short equty |
Prime broker: Salomon Smith Barney
Law firm: Foley Hoag
Auditor: Sciarabba & Walker |
Aug. 1 |
|
7/18/01 |
AlphaQuest-Lotus Fund
Quest Partners, New York |
Laurent Chevalier |
Absolute return |
Law firm: Graham Thompson
Auditor: PricewaterhouseCoopers
Administrator: Swiss Financial Products |
July |
$35 |
7/18/01 |
Claiborne Capital Partners
Claiborne Capital, Stamford, Conn. |
Kevin Becker |
Global long/short equity |
Prime brokers: Morgan Stanley, Goldman Sachs
Law firm: Siddley Austin
Auditor: PricewaterhouseCoopers
Administrator: Hemisphere |
Oct. 1
|
$250 |
7/11/01 |
Rosetta Portfolio Co.
Rosetta Capital Management |
David Elisofon |
Event-driven Japan |
Prime broker: Goldman Sachs
Law firm: Kramer Levin
Auditor: Ernst & Young
Administrator: International Fund Services |
July 2 |
|
7/4/01 |
Okumus Market Neutral Fund
Okumus Capital, New York |
Ahmet Okumus |
Market neutral |
Prime broker: Banc of America
Law firm: Wolf Block
Auditor: BDO Seidman
Administrator:International Fund Services |
July 2 |
$35 |
7/4/01 |
Phoenix Arden Advisors
Arden Capital Management, New York |
Averill Mortimer
Terrence O. Jones
Henry Davis
Stefan Zellmer |
Event-driven, relative value, short-term trading |
Law firm: Seward & Kissel
Auditor: Ernst & Young
Administrator: SEI Investments |
July 2 |
|
7/4/01 |
Pleiades Offshore Fund
Harris Associates |
Roxanne Martino
Scott Schweighauser
Anita Rival Rosenberg |
Relative value arbitrage |
Auditor: Ernst & Young
Administrator: Daiwa (Dublin) |
July 2 |
$25 |
7/4/01 |
Deauville Europe Fund
CIBC Oppenheimer, New York |
Ken Stemme |
European long/short equity |
Auditors: Andersen/Ernst & Young
Administrator: PFPC |
July 2 |
$6 |
7/4/01 |
ROC Capital Partners
ROC Capital Management, Red Bank, N.J. |
Peter Teevan |
long/short equities (opportunistic) |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
August |
$50+ |
6/27/01 |
Lauren Templeton Market Neutral Fund
New Providence Capital Advisors, Bahamas
|
Lauren Templeton |
U.S. long/short equities (market neutral) |
Prime broker: Goldman Sachs
Law firm: W.S. Walker
Auditor: Decosimo
Administrator:Nottingham & Co. |
July 2 |
$30 |
6/27/01 |
Pragma Hedge Fund
Pragma Management, New York |
Chad Yim |
Long/short equities (opportunistic) |
Prime broker: Spear Leeds
Law firm: Ropes & Gray
Auditor: PricewaterhouseCoopers |
|
$17 |
6/27/01 |
Sarasin Thematic Hedge Fund
Sarasin Investment Management, London |
Justin Haque |
Global long/short equities |
Prime broker: Goldman Sachs
Auditor: PricewaterhouseCoopers
Administrator: Citgo Fund Services |
|
$25 |
6/27/01 |
Corriente Partners
Corriente Capital Management, Dallas |
Mark Hart |
Long/short |
Prime broker: ABN Amro
Law firm: Kelly Hart
Auditor: Ernst & Young |
July 2 |
$5 |
6/27/01 |
Chess Capital Fund
Chess Capital Management, New York |
James Atucher |
Long/short short-term trading |
Prime broker: Salomon Smith Barney
Law firm: Gersten Savage
Auditor: Eisner & Associates |
July 2 |
|
6/27/01 |
(to be determined)
GDO Capital, New York |
Dean D�Onofrio
Chris Goekjian
Onu Odim |
Globlal multi-arbitrage |
Prime broker: CSFB, Goldman
Law firm: PricewaterhouseCoopers
Auditor: Seward & Kissel
Administrator: IMS |
Sept. |
$100-200
|
6/27/01 |
AQ Japan Long-Short Fund
Acquitaine Invesmtent Advisors, Hong Kong |
Hidekazu Kishimoto
Hiroshi Ikeda |
Japn long/short |
Prime broker: Goldman Sachs
Law firm: Appleby Spurling
Auditor: KPMG (Bermuda)
Administrator: Citco Fund Services |
July 2 |
$25 |
6/27/01 |
Kingsford Capital Partners
West Highland Capital, Greenbrae, Calif. |
Michael I. Wilkins
J. David Scially |
Short-biased, focusing on overvalued equity and debt securities. |
Prime broker: Morgan Stanley
Auditor: Ernst & Young |
July 1 |
|
6/20/01 |
Prometheus European Fund
Prometheus Investment, Nassau, Bahamas
Gecad, Lugano, Switzerland |
|
Long/short European equities |
Prime broker: Morgan Stanley
Law firm: Dechert
Auditor: Ernst & Young
Administrator:International Fund Services |
June 5 |
€22 |
6/20/01 |
Campbell Long/Short Equity Fund
Campbell & Co., Towson, Md. |
William Clarke |
Statistical arbitrage, relative value. |
Prime broker: Barclays Capital
Law firm: Graham Thompson
Auditor: Arthur Bell & Assoc.
Administrator:Swiss Financial Services |
July 1 |
$5 |
6/20/01 |
Banyan Capital
Banyan Capital Asset Mgmt., Boca Raton, Fla. |
Larry Benedict |
Short-term trading |
Prime broker: Deutsche
Law firm: White & Case
Auditor: Rothstein Kass |
May 1 |
$10 |
6/20/01 |
Carrousel Fund
Carrousel Capital, London |
Bruno Sangle-Ferriere |
Global closed-end funds |
Prime broker: ABN Amro
Law firm: Dechert
Auditor: Ernst & Young
Administrator: Bank of Bermuda |
May 1 |
$3 |
6/13/01 |
Lansdowne U.K. Equity Fund
Lansdowne Partners, London |
Stuart Roden
Peter Davies |
Long/short European equities |
Prime broker: Morgan Stanley
Law firm: Simmons and Simmons
Auditor:Ernst & Young
Administrator:Fortis Island |
Aug. 1 |
$100 |
6/13/01 |
Hammerman Capital Partners
Hammerman Capital Mgmt., Miami |
Jason Hammerman |
Capital structure arbitrage |
Prime broker: Bear Stearns
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator:RK Consulting |
July 1 |
|
6/13/01 |
(To be announced)
Palladin Group, Maplewood, N.J.
|
Phil Taylor
Rich Yakomin |
Convertible-bond arbitrage |
Prime broker: CS First Boston
Law firm: Kleinberg Kaplan
Auditor: Rosenberg Rich |
July 2 |
|
6/13/01 |
Phylon Limited Fund
Phylon Investment Advisors, London |
Ralf Laire |
Long/short European equities |
Prime broker: Goldman Sachs
Auditor:Ernst and Young
Administrators: International Fund Services, Island Limited |
Aug. 31 |
€50 |
6/6/01 |
Meridian Diversified Fund
(has offshore companion)
Meridian Capital Partners, Albany, N.Y. |
Bill Lawrence |
Diversified |
Law firm: Tannenbaum Helpern
Auditor: Ernst & Young
Administrator: Olympia Capital |
July 1 |
$100 |
6/6/01 |
Shoval Consistent Performance (Offshore) Fund
Shoval Asset Management, New York |
Benjamin Shoval |
Diversifed |
Law firm: Sadis & Goldberg
Auditor: Andersen
Administrator:Olympia Capital |
Oct. 1 |
$8-10 |
6/6/01 |
Shoval Consistent Performance Fund-Master Group Trust
Shoval Asset Management, New York |
Benjamin Shoval |
Diversified |
Law firm: Sadis & Goldberg
Auditor: Andersen |
Oct. 1 |
$8-10 |
6/6/01 |
Gothic Capital Partners
Gothic Capital Management, Boston |
Harry DeMott
Brendan Maher |
Long/short U.S. equities, with focus on media and finance sectors |
Prime brokers: Goldman, ABN
Law firm: Lowenstein Sandler
Auditor: Rothstein Kass |
June |
$10 |
5/30/01 |
Henderson Absolute Return Fund
Henderson Global Investors, London |
Stephen Peak |
Long/short European equities |
Prime broker: Goldman Sachs
Auditor: PricewaterhouseCoopers
Administrator: Hemisphere |
June 1 |
|
5/30/01 |
Sherriff-Robinson Global Opportunities
Sherriff-Robinson Mgmt., London |
David Robinson |
Long/short global equities |
Prime broker: Deutsche Bank
Law firm: Dechert
Auditor: Ernst & Young
Administrator: GlobeOp Fin. Svcs. |
July2 |
$20 |
5/30/01 |
EM/R Partners
Bricolage Capital, New York |
Avi Faliks
Andrew Beer
Samyak Veera |
Statistical arbitrage |
Prime broker: Bear Stearns
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
May 22 |
$15 |
5/23/01 |
Newcastle Offshore
Newcastle Partners, Dallas |
Mark E. Schwarz |
Long/short value |
Prime broker: Bank of America
Law firm: Olshan Grunman, Akin Gump
Auditor: Ernst & Young
Administrator: Trident Trust |
July 1 |
$30 |
5/23/01 |
Polar Capital Absolute Return
Polar Capital Partners, London |
Brian Ashford-Russell
Timothy Woolley |
Long/short global equities, with a tech focus. |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: PricewaterhouseCoopers
Administrator:Hemisphere Mgmt. |
July 11 |
$25 |
5/23/01 |
(Not yet announced)
Sapphire Management |
Shelton Swei |
Equity long/short |
Law firm: Gardner, Carton & Douglas
Auditor: Ernst & Young
Administrator: To Be Announced |
July 1 |
|
5/23/01 |
Third Ridge Capital (US and offshore)
Third Ridge Capital, New York |
Keith Barksdale
Ed Neugeboren |
Catalyst-driven short-term trading |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
June 1 |
$25-50 |
5/16/01 |
ii-Fund
AGS Capital, Tokyo
|
Veryan Allen |
Japanese long/short equities |
Prime broker: Goldman Sachs
Law firm: Maples & Calder; Hamada & Matsumoto
Auditor: Deloitte and Touche
Administrator: Bank of Bermuda |
May 1 |
$10 |
5/16/01 |
Fuujin Raijin Recovery Fund
Arbiter Fund Managers, London/Tokyo |
Nick Brown
Justin Donegan
David Walter |
Japanese long/short equities |
Prime broker: Goldman Sachs
Law firm: Deckert
Administrator: Tranault |
June/July |
|
5/9/01 |
KBC Convertible Arbitrage Fund
KBC Alternative Investment, London |
Andy Preston |
Global convertible arbitrage |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: PFPC Dublin |
July 1 |
$200-300
|
5/9/01 |
Symmetry Europe Fund
Symmetry Management, New York |
S. Neil Scarth
Stephen Smith |
Long/short, European equities |
Prime broker: Deutsche Bank
Law firm: Tannenbaum Helpern
Auditor: Rothstein Kass
Administrator:Olympia Capital |
June 1 |
$30 |
5/2/01 |
VectorVest VST Fund
VectorVest Investment Management |
Bart DiLiddo
Carl Tippit |
Long/short |
Prime broker: Goldman Sachs
Law firm: Arder Hadden
Auditor: Rothstein Kass & Company |
April 23 |
$7 |
5/2/01 |
Siebels American Relative Value Fund
Green Cay Asset Management |
Jane Siebels |
Long/short U.S. equities |
Prime broker: Goldman Sachs
Law firm: Cadwalader Wickersham
Auditor: Ernst & Young
Administrator: Intl. Fund Services |
April 1 |
$30 |
4/25/01 |
Titan Masters Fund
Titan Advisors, Rye, N.Y. |
Claude Colabella
George Fox
Tom Holliday
Doug Reid |
Long/short equity vehicles |
Law firm: Akin Gump
Auditor: Richard A. Eisner & Co.
|
May 1 |
$30 |
4/25/01 |
Asset Alliance Premiere Hedge
(has offshore companion)
Asset Alliance, New York |
Bruce Lipnick
Mike Azlen |
Diversified vehicles |
Law firm: Tannenbaum Helpern
Auditor: Deloitte & Touche
Administrator: Bank of Bermuda |
May 1 |
$25-50 |
4/25/01 |
Shoval Consistent Performance Fund
Shoval Asset Management, New York |
Benjamin Shoval |
Long/short, market neutral, event driven and arbitrage vehicles |
Law firm: Sadis & Goldberg
Auditor: Arthur Andersen
Administrator:Olympia Capital |
July 1 |
$10 |
4/25/01 |
Lapis Europe Fund
Newman, Ragazzi and Co. |
Bruce A.S. Mees |
Long/short, market neutral |
Prime broker: Goldman Sachs
Auditor: PricewaterhouseCoopers
Administrator: Citgo, London |
May 1 |
$100 |
4/18/01 |
Prime Investment Fund
Prime Capital Management |
Inna Galerkina
Dane Chin |
Long/short, relying on technical and fundamental analysis |
Prime broker: ING Barings
Law firm: Sadis and Goldberg
Auditor: GGK |
April 15 |
$7 |
4/18/01 |
Select One Aggressive Growth Fund
Associated Securities, Los Angeles |
Randal Carson |
Long/short, primarily U.S. equities |
Prime broker: Bear Stearns
Law firm: Sadis and Goldberg
Auditor: Deloitte and Touche |
May 1 |
$0.25 |
4/18/01 |
Micha Medical Growth Fund
Micha Capital Mgmt., Newport Beach, Calif. |
John Paul Micha |
Long, focusing on pharmaceutical and biotech companies. Some options and leverage. |
Prime broker: UBS PaineWebber
Law firm: Sadis & Goldberg
Auditor: Marc Wolf |
April 6 |
$1 |
4/11/01 |
Focus Europa II
Focus Group, New York |
Marco Fila
Mazen Jabban |
European long/short equity |
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
Administrator: Bank of Bermuda |
April 1 |
$10 |
4/11/01 |
