| Fund |
Portfolio managers, Management company |
Strategy |
Service providers | Launch | Equity at Launch (Mil.) | Hedge
Fund
Alert
Issue |
Loch Capital
Domicile: U.S. & Cayman |
Tim McSweeney
Loch Capital Management, Boston
617-834-0228 |
Long/short technology |
Prime broker: Morgan Stanley
Law firm: Hale & Dorr
Auditor: Deloitte & Touche
Administrator: Hemisphere |
Jan.6 |
$20+ |
12/25/02 |
Carat Non-Linear Program
Domicile: U.S.
|
Carlton Chin
Carat Capital, New York
212-873-2107 |
Managed futures, currencies and interest rates |
Prime broker: Lind-Waldock |
Jan.1 |
$5 |
12/25/02 |
(To be announced)
Domicile: U.S. and Cayman Islands |
Ivan Ross
Tequesta Capital Advisors,
Palm Beach Gardens, Fla.
561-624-9998 |
Residential mortgaged-
related securities |
Prime broker: Salomon Smith Barney
Law firm: Katten Muchin
Auditor: BDO Seidman
Administrator: Bank of Butterfield |
Jan. 2 |
$30 |
12/25/02 |
TR Global Emerging Opportunities Fund
(see article) |
Rory Landman, Martin Taylor, Howard Thomas, James Mellersh
Thames River Capital, Dublin
44-171-831-1331 |
Emerging markets, equity and debt
|
Law firm: Kramer Levin
Auditor: H.J. Cohn |
1Q-03 |
$6 |
12/18/02 |
Resolution Fund
Domicile: U.S. & Cayman Island |
John Beiter Resolution Partners, New York
212-350-1950 |
Distressed debt |
Prime broker: Bear Stearns
Law firm: Willkie Farr
Auditor: Ernst & Young
Administrator: Citco |
Jan. 6 |
|
12/11/02 |
Aquamarine Fund
Domicile: U.S. and British Virgin Islands
(see article) |
Guy Spier
Aquamarine Investment Management, New York
212-716-1350 |
Global long/short value-oriented equity |
Prime broker: Bear Stearns
Law firm: Wiederkehr Hess Auditor: Deloitte & Touche Administrator: Citco |
|
$30 |
12/11/02 |
WPG Select Technology Fund
Domicile: U.S. and British Virgin Islands
(see article) |
Ben Taylor Weiss, Peck & Greer,
New York
212-908-9724 |
Long/short, technology stocks |
Prime broker: Weiss Peck
Law firm: Seward & Kissel
Auditor: Richard A. Eisner
|
December |
|
12/11/02 |
MaxQ Fund
Domicile: U.S. and Cayman Islands |
George Papamarkakis
North Asset Management,
London
44-207-399-1600 |
Macro, fixed-income |
Prime broker: Credit Suisse First Boston
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: GlobeOp |
Dec. 2 |
$50+ |
12/4/02 |
Dexia World Alternative Alpha Dynamic
Offshore
(see article) |
Jean-Sabatien De Busschere
Dexia Asset Management,
Brussels
41-22-707-9011 |
Multi-strategy, directional |
Auditor: PricewaterhouseCoopers Administrator: Dexia Fund Services |
Dec. 31 |
$20 |
12/4/02 |
Rivanna Partners
Domicile: U.S. |
Craig Colberg and Jack Sorensen
Rivanna Capital, Charlottesville, Va.
434-220-0430 |
Long/short equity |
Prime broker: Goldman Sachs Law firm: Smith Ross |
Jan. 2 |
|
11/27/02 |
Thomas Lloyd-Butler Long/Short Fund
Domicile: U.S. and Cayman Islands |
Thomas Lloyd-Butler
Thomas Lloyd-Butler Capital Management, San Francisco
415-248-5200 |
Long/short energy, aerospace, defense, technology and consumer cyclicals |
Prime broker: Goldman Sachs Auditor: Ernst & Young Administrator: Citco Fund Services |
Jan. |
$10-15 |
11/27/02 |
Amgis Fund
Domicile: U.S. and offshore
See Nov. 20 Issue, Page 1
|
Netta Korin
Amgis Capital Management,
New York
917-701-7458 |
Short-term equity trading |
Prime broker: Morgan Stanley
Law firm: Bingham McCutchen
Auditor: Rothstein Kass
Administrator: Citco Fund Services |
Dec. 2 |
$50 |
11/27/02 |
Fountain Fund
U.S. and Bermuda
(see article) |
Steven Mail and Yacine Randjiou Mail Capital, London
44-207-661-9780 |
Hybrid fixed-income and global macro |
Prime broker: Goldman Sachs
Law firm: Claire Cummings
Auditor: Ernst & Young |
Dec. 2 |
|
11/27/02 |
Highbar Statistical Arbitrage Fund
U.S. and offshore
(see article) |
Steve Klammer
Highbar Capital Managment
Wayzata, Minn.
612-508-4557 |
Statistical arbitrage |
Prime broker: Bear Stearns
Law firm: Dorsey Whitney
Administrator: Trident Trust |
Jan. 1 |
$50 |
11/27/02 |
(Name to be determined)
Domicile: U.S. and offshore
(see article) |
Mark Rosenblatt
Rationalwave Capital Partners, New York
914-723-9681 |
Long/short equities |
Prime broker: Goldman Sachs
Attorney: Sims Moss |
March 1 |
|
11/20/02 |
Paragon Arbitrage
Domicile: U.S. |
Andrew Furman
APF Asset Management, Millburn, N.J.
973-921-0070 |
Equity long/short market neutral |
Prime broker: Banc of America
Law firm: Stephen Wallenstein
Auditor: Anchin Block |
Nov. 1 |
$1.2 |
11/13/02 |
Savannah Fund
Domicile: Cayman Islands |
Michael Waresh
Savannah Asset Management New York |
Global Macro |
Prime broker: Bear Stearns
Law firm: Crowell & Morning
Auditor: Deloitte Touche
Administrator: CIBC
Marketer: Blue Sand Capital |
Oct. 1 |
$41 |
11/13/02 |
Apogee Arbitrage Fund
Domicile: U.S.
(see article) |
Sampson Glassman
Harry Mendel
Apogee Fund Management, New York
212-610-2681 |
Equity market neutral, statistical arbitrage |
Prime broker: Spear Leeds |
1Q-03 |
|
11/13/02 |
Swordfish Fund
Domicile: Cayman Islands
(see article) |
James Loh
JL Capital, Singapore 65-9731-7100 |
Global macro, relative value |
Prime broker: UBS Warburg
Law firm: Coudert Brothers
Auditor: Ernst & Young
Administrator: Citco Fund Services |
Jan. 2003 |
|
11/13/02 |
ThetaCap Fund
Domicile: U.S.
(see article) |
Andrew Serotta
Paul Lucek
Site Capital Management, Scarsdale, N.Y.
914-725-0440 |
S&P options |
Prime broker: Bear Stearns
Law firm: Sidley Austin |
Nov. 1 |
$1.8 |
11/13/02 |
Kings Point International Fund
Domicile: Cayman Islands
(see article) |
Jack L. Salzman
Salzman Capital Mgmt., Garden City, N.Y.
516-746-4910 |
Long/short equity, consumer sector |
Prime broker: Pershing
Law firm: Shartsis Friese
Auditor: Goldstein Golub
Administrator: Insinger Fund Administration |
Oct. 1 |
$20 |
11/6/02 |
(Undisclosed)
Domicile: U.S. |
John Mills, Lenore Petteruti, Robin Willoughby
Mezzacappa Mgmt., New York
212-332-2000 |
Long/short |
Law firm: Tannenbaum Helpern
Auditor: Anchin Block |
Jan 1 |
|
11/6/02 |
(To be determined)
Domicile: U.S. and Cayman Islands
(see article) |
Jeff Meyers and Sudeep Singh
(To be determined), London
44-207-839-5454 |
Global multi-strategy, relative value |
Prime brokers: CS First Boston, Morgan Stanley
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: GlobeOp |
Dec. 1 |
$200 |
10/30/02 |
BTP Tax-Advantaged Trading Fund
Domicile: U.S.
(see article) |
Chris Dillon and Jim Wise
BTP Capital, New York
646-414-8004 |
Long/short municipal bonds |
Prime broker: Merrill Lynch
Law firm: Seward & Kissel
Administrator: ADP/OMR
Marketer: Blue Sand Capital |
Dec. 1 |
|
10/23/02 |
Oakbrook Market Neutral Fund
Domicile: U.S. |
Oakbrook Investments, Chicago
630-271-0100 |
Market-neutral |
Prime broker: ABN Amro
Law firm: Gardner Carton
Auditor: Ernst & Young |
July 1 |
$1.3 |
10/23/02 |
Jolly Roger Fund
Domicile: British Virgin Islands |
Thomas R. Hudson Jr.
Pirate Capital, Greenwich, Conn.
203-485-4822 |
Value, distressed real estate focus |
Prime broker: Bear Stearns
Law firm: Cobb & Eisenberg
Auditor: Eisner
Administrator: Cobb & Eisenberg |
Jan.1, 2003 |
|
10/23/02 |
Radcliffe
Domicile: U.S.
(see article) |
Steve Katznelson
Rose Glen Capital, Bala Cynwd, Pa
610-617-5900 |
Convertible-bond arbitrage and PIPEs |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: Goldstein Golub Kessler
Administrator: SEI Investments |
Oct. 1 |
$115 |
10/23/02 |
Maple Leaf Opportunity Fund
Domicile: Cayman Islands
(see article) |
George Castrounis and Michael Wexler
Maple Leaf Capital, London
44-207-659-9444 |
Equity-volatility arbitrage |
Prime Broker: Deutsche Bank
Law Firm: Illiad
Auditor: Ernst & Young
Administrator: Citco |
Oct. 1 |
$200 |
10/23/02 |
Astin Vega Fund
Domicile: Cayman Islands
(see article) |
David Beever, Charles Bray and David Ummels
Astin Capital Management, London
44-207-034-1003 |
Equity-volatility arbitrage |
Prime broker: CSFB/Fimat
Law firm: K-Legal
Auditor: KPMG
Administrator: PFPC |
Dec. 1 |
$50 |
10/23/02 |
Tocqueville Apogee Gold Fund
Domicile: U.S.
(see article) |
Walter M. Cabot and John Hathaway
Apogee Global Advisors, Dover, Mass., and Tocqueville Asset Management, New York
508-785-0608 |
Gold and other precious metals and related securities |
Prime broker: Banc of America
Law firm: Geoffrey T. Chalmers
Auditor: Brown & Brown |
Nov. 1 |
|
10/23/02 |
Avendis Enhanced Fixed Income
Domicile: Cayman Islands
(see article) |
Yannis Bilquez and Eric De Sanges
Avendis Capital, Geneva
41-22-318-8787
|
Fixed-income arbitrage |
Prime broker: CS First Boston
Administrator: Custom House |
September |
5 |
10/23/02 |
Cadogan Kurihama Japan Fund
Domicile: U.S.
|
Cadogan Management, New York
212-585-1600 |
Japan |
Law firm: Shearman & Sterling
Auditor: Ernst & Young
Administrator: Olympia Capital |
Oct. 1 |
$23 |
10/23/02 |
Coolum Fund
Domicile: Cayman Islands
(see article) |
Neill Brennan, Priya Parameswaran and Adrian Luck
Armajaro Asset Management, London
44-207-647-3160 |
Quantitative European long/short equity (market-neutral) |
Prime broker: Deutsche Bank
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: Management International Dublin |
Oct. 1 |
$10 |
10/16/02 |
(Name to be determined)
Cayman Islands
(see article) |
Rod Birkett and Huw Llewellyn
Thames River Capital, London
44-207-440-0878 |
Long/short Japanese equity |
Administrator: IFM Ireland |
Nov. 29 |
|
10/9/02 |
Lyceum Partners
Domicile: U.S. and offshore
(see article) |
John Muresianu
Lyceum Capital, Concorde, Mass.
978-341-3400 |
Long/short U.S. equities |
Prime broker: Goldman |
Oct 1 |
$100 |
10/9/02 |
ASA Market Neutral Fund
Domicile: U.S.
(see article) |
Doug Dunn
Aspen Partners, Atlanta
404-760-3424 |
Market neutral |
Law firm: Seward & Kissel
Auditor: Ernst & Young |
Sept. 1 |
$3 |
10/9/02 |
ASA Debt Arbitrage Fund
Domicile: U.S.
(see article) |
Doug Dunn
Aspen Partners, Atlanta
404-760-3424 |
Fixed-income arbitrage |
Law firm: Seward & Kissel
Auditor: Ernst & Young |
Oct. 1 |
|
10/9/02 |
ASA Hedged Equity Fund
Domicile: U.S.
(see article) |
Doug Dunn
Aspen Partners, Atlanta
404-760-3424 |
Long/short equity |
Law firm: Seward & Kissel
Auditor: Ernst & Young |
Oct. 1 |
|
10/9/02 |
ASA Managed Futures Fund
Domicile: U.S.
(see article) |
Doug Dunn
Aspen Partners, Atlanta
404-760-3424 |
Managed Futures |
Law firm: Seward & Kissel
Auditor: Ernst & Young |
2003 |
|
10/9/02 |
Oden Global Strategies
U.S.
|
Kevin Oden
Oden Capital, Roseland, N.J.
973-795-1235 |
Currencies and commodities |
Prime broker: Rand Financial
Law firm: Lowenstein Sandler
Auditor: Rothstein Kass |
October |
|
10/2/02 |
Guidance Blue Terrain
U.S. and Cayman Islands
(see article) |
Brian Ziv
Guidance Capital, Chicago
312-674-4695 |
Industry specialists, value, growth, growth at a reasonable price. |
Law firm: Pepper Hamilton
Auditor: Ernst & Young
Administrator: NAV Consulting |
Oct. 27 |
$27 |
10/2/02 |
Riverside Capital Partners
Domicle: U.S.
(see article) |
Patricia Coronado
Riverside Capital Management, New York
212-838-7438 |
Long/short equity |
Prime broker: Goldman Sachs
Law firm: Gersten Savage
Auditor: Anchin Block |
Oct. 1 |
|
9/25/02 |
Preservation Capital Fund
Domicile: Barbados
(see article) |
John Clark
J.C. Clark, Toronto (investment management) and Palmer Capital, London (marketing)
44-207-766-6928 |
Long/short Canadian and U.S. Equities |
Prime broker: National Bank Financial
Law firm: Ogilvy Renault
Auditor: Deloitte & Touche
Administrator: Bank of Bermuda |
Sept. 1 |
C$100 |
9/25/02 |
Siebels Hard Asset Fund
Domicile: U.S. and Cayman Islands |
Jane Siebels
Green Cay Asset Management, Nassau, Bahamas
242-362-6400 |
Long/short equity in the hard-asset sector |
Prime broker: UBS Warburg
Law firm: Cadwalader Wickersham
Auditor: Ernst & Young
Administrator: IMS |
By yearend |
$10 |
8/21/02 |
The Japan Pragmatist Fund
Cayman Islands
(see article)
|
Juliet Marber and Rupert Foster
FM Capital Management, London
44-207-229-7580 |
Long/short Japanese equity |
Prime broker: Goldman Sachs
Law firm: Illiad Consulting
Auditor: PricewaterhouseCoopers
Administrator: Goldman Dublin |
Sept. |
$30 |
8/14/02 |
MPC Amethyst Fund
Cayman Islands |
Jeffrey Sacks
MCP Investors, London
44-207-932-2770 |
Long/short Asian equity |
Prime broker: Goldman Sachs
Law firm: Dechert
Auditor: PricewaterhouseCoopers
Administrator: International Management, Dublin |
July 1 |
$5 |
8/14/02 |
Palladio Partners
U.S.
(see article) |
Steve Novak
Palladio Capital Management, New York
212-418-1402 |
Long/short, small and medium U.S. equity |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Cogent |
July 1 |
$11 |
8/14/02 |
Cycladic Catalyst Fund
Cayman Islands
(see article) |
Dimitri Goulandris
Cycladic Capital Management, London
44-207-514-1912 |
Euopean event-driven equity |
Prime broker: Goldman Sachs
Law firm: Illiad Consulting
Auditor: Ernst & Young
Administrator: Citco Dublin |
Oct. 1 |
$50 |
8/14/02 |
J.P. Morgan Incubator Fund
U.S. and Cayman Islands
(see article) |
Simon Lack
JP Morgan Incubator Strategies, New York
212-483-2323 |
Multi-strategy |
Law firm: Seward & Kissel
Auditor: Ernst & Young
Administrator: IFS |
By yearend |
$250 |
8/14/02 |
Magi Fund
Cayman Islands
(see article) |
John Banerjee, Michael Burke and Patrick Hall
Magi Capital Partners, London
44-207-931-9234 |
Global macro |
Prime broker: Goldman Sachs
Law firm: Dechert
Auditor: Ernst & Young
Administrator: Citco Dublin |
Late Aug. |
|
8/7/02 |
Millenium-T Global High Yield Fund
U.S. and offshore
(opened to U.S. investors last month)
(see article) |
Joe Strubel
Millenium-T, London
203-655-7100 |
High-yield bond arbitrage |
Prime broker: ING Barings
Law firm: Appleby Spurling
Auditor: Ernst & Young
Marketer: Fairview Partners |
1999 |
$25 |
8/7/02 |
Context Convertible Arbitrage Fund
Offshore
(companion to U.S. fund)
(see article) |
Jim Abbott
Context Capital Management, San Diego
858-481-3666 |
Convertible-bond arbitrage |
Prime broker: Goldman Sachs
Law firm: Shartsis Friese
Auditor: Ernst & Young
Administrator: Fulcrum |
Aug. 1 |
$6 |
8/7/02 |
Cambium Capital Partners
U.S. and offshore
(see article) |
Robert Deaton
Cambium Capital Management, Charlotte
E-mail: thom@ cambiumcapital.com |
Long/short equity |
Prime brokers: Deutsche, Morgan Stanley
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: Rothstein Kass |
Sept. 1 |
|
7/31/02 |
(To be determined)
U.S. and offshore
(see article) |
Alex To
Monadnock Valley Asset Management, New York
212-614-7073 |
Long/short equity, healthcare and biotech |
Prime brokers: Goldman Sachs, Deutsche
Law firm: Akin Gump
|
Jan. 2003 |
|
7/31/02 |
Holte Capital Fund
London and Cayman Islands |
Lars Kroijer
Holte Capital, London
|
Market-neutral special situations |
Prime broker: Morgan Stanley
Law firm: IIliad
Auditor: Ernst & Young
Administrator: Tranaut |
Oct. 1 |
|
7/31/02 |
TCW Malaga Cove Fund
U.S. and offshore
(see article) |
Joel A. Damiani
TCW Asset Management, Los Angeles
213-244-0064 |
Fixed-income arbitrage |
Law firm: O’Melveny & Meyers
Auditor: Deloitte & Touche |
Sept. |
$50-70 |
7/24/02 |
Cutter Point Capital
Domicile: U.S.
(see article) |
Frank Michnoff
Cutter Point Investments, Greenwich, Conn.
203 862-3320 |
Long/short, primarily technology |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
Sept. 1 |
|
7/17/02 |
Criterion Capital Partners
Domicile: U.S. and offshore |
Chris Lord
Criterion Capital Management, San Francisco
415-834-3500 |
Long/short growth stocks, principally technology |
Prime broker: Goldman Sachs
Auditor: Ernst & Young
|
Sept. 1 |
|
7/17/02 |
Clovis Capital Partners
Domicile: U.S. and Cayman Islands
(see article) |
Michael Prober and Scott Scher
Clovis Capital Management, New York
212-610-2665 |
Long/short equity |
Prime broker: Goldman Sachs
Law firm: Sidley Austin
Auditor: PricewaterhouseCoopers
Administrator: Goldman Caymans |
Oct. 1 |
$50 |
7/10/02 |
Protege Partners
Domicile: U.S. and offshore
(see article) |
Jeffrey Tarrant
Protege Partners, New York
212-218-6840 |
Multi-strategy |
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
Administrator: SEI |
July 1 |
$100+ |
7/10/02 |
Admiral
Domicile: U.S. |
Michael Curtis
Ken Brodkowitz
Galleon Management
New York, N.Y. |
Long/short equity, consumer, cyclical and financial |
Prime broker: Banc of America
|
Aug. 1 |
|
7/3/02 |
Trivium Capital Management
U.S. and offshore
(see article) |
Ward Davis, Rob Feinblatt and Michael Meyers
Trivium Capital Management, New York
212-715-3150 |
Long/short equity, focusing on the consumer/retail, technology and healthcare sectors |
Prime broker: Goldman Sachs
Law firm: Seward & Kissell
Auditor: Ernst & Young |
Sept. 3 |
100 |
6/26/02 |
La Jolla Fund
Domicile: U.S. |
Brian Pursley
La Jolla Value Partners, New York
212-344-0870 |
Long/short equity |
Prime broker: Bear Stearns
Law firm: Sadis & Goldberg
Auditor: Ernst & Young |
July 1 |
|
6/19/02 |
(Undisclosed)
Domicile: London & Cayman Islands
(see article) |
Nick Salter, Bruce Froud and Angus Donaldson
Corin Capital, London
angus.donaldson@ corincapital.com |
Global long/short |
Prime broker: Morgan Stanley
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: Citco |
|
|
6/19/02 |
Genus Natural Resources Fund
Domicile: London & Cayman Islands
(see article) |
David Baker and Trevor Steel
Baker Steel Capital Managers, London
Enquiries@ bakersteel.com |
Long/short energy and utilities |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: GlobeOP |
June 4 |
|
6/19/02 |
Madison Micro-Cap Opportunities Fund
Domicile: U.S.
(see article) |
Gerald Perritt and Michael Corbett
Madison Funds
312-933-8704 |
Long/short micro-cap stocks |
Prime broker: Abn Amro
Law firm: Sadis & Goldberg
Auditor: Goldstein Golub
Administrator: Cogent Management |
June 13 |
10 |
6/19/02 |
Madison Funds Relative Value Arbitrage
Domicile: U.S.
(see article) |
Wayne Himelsein and James Mandel
Madison Funds
312-933-8704 |
Relative-value arbitrage |
Prime broker: Spear Leeds
Law firm: Sadis & Goldberg
Auditor: Goldstein Golub Kessler |
July 1 |
10 |
6/19/02 |
Bric6 Offshore
Domicile: offshore
(see article) |
John Emerich, Gary Linhoff, Bob Poole and Dan Wimsatt
Bricoleur Capital Management, San Diego
858-523-2000 |
Long/short equity (leveraged) |
Prime broker: Banc of America
Law firm: Howard Rice
Auditor: Ernst & Young
Administrator: Argonaut |
Sept. |
|
6/19/02 |
Beaufort Chaos Fund
Domicile: Cayman Islands
(see article) |
Richard Edwards
HED Capital Management, London
44-20-7225-2250
|
Long/short U.S. equities |
Prime broker: Goldman Sachs
Law firm: Martin Cornish
Auditor: Pricewaterhouse Coopers
Administrator: Hemisphere |
June |
|
6/12/02 |
Precept Fund
Domicile: U.S. and Cayman Islands
(see article) |
Chris Danielian and David Sukoff
Precept Asset Management,
Boca Raton, Fla.
561-391-8112 |
Global fixed-income arbitrage |
Prime broker: Salomon Smith Barney
Law firm: Proskauer Rose
Auditor: Kaufman Rossin
Administrator: GlobeOp |
July 1 |
$15 |
6/12/02 |
Heirloom Capital
Domicile: U.S. and Cayman Islands
(see article) |
Amy Hogan, Joanne Egrovich
Heirloom Asset Management, Greenwich, Conn.
203-485-4840 |
U.S. equity long/short, small and mid-cap |
Prime broker: Goldman Sachs
Law firm: Tannenbaum Helpern |
June 3 |
$50 |
5/15/02 |
Accrete Capital Opportunities Fund
Domicile: U.S. and Cayman Islands
(see article) |
Chip Skinner
Accrete Capital, New York
212-355-2626 |
U.S. long/short equity, small cap |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
Administrators: Hemisphere(offshore)
Rothstein Kass(U.S.) |
July 1 |
$20 |
5/15/02 |
Redstone Investors
U.S. (offshore to follow)
(see article) |
Arden Armstrong, Steve Chulic
Redstone Investment, Berwyn. Pa.
610-727-4175 |
Long/short small- and mid-cap growth equities |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Ernst & Young
Administrator: SEI |
April 1 |
$6 |
5/8/02 |
Firelake Strategic Technology Fund
U.S.
(see article) |
Fred Kittler & Marty Lagod
Firelake Capital, Palo Alto, Calif.
650-321-0880 |
Hybrid: Private equity plus long/short technology and energy stocks |
Prime broker: Goldman Sachs
Law firm: Morgan Lewis
Auditor: PricewaterhouseCoopers
Administrator: Rothstein Kass |
April 1 |
$20 |
5/8/02 |
Union Tree Capital Fund
U.S. and Cayman Islands
(see article |
Scott Reamer
Union Tree Capital Management, Denver
303-881-1159 |
Long/short U.S. equities with a consumer, media and technology focus |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: Goldman Sachs |
July 1 |
$10 |
5/8/02 |
Maystone Convertible Fund
Domicile: U.S.
(see article) |
Henry Pizzutello, Mark Connors
Maystone Partners, Greenwich, Conn.
203-863-7755 |
Convertible-bond arbitrage and capital-structure arbitrage |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
July |
|
5/1/02 |
Pike Place Partners
Domicile: U.S. and Cayman Islands
(see article) |
Alan Ware, Stefan Mykytiuk
Pike Place Capital Management, New York
212-277-5660 |
U.S. equity long/short, small and mid-cap |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Richard Eisner
Administrator: Goldman Sachs |
May 1 |
10 |
5/1/02 |
Strome Event-Driven
Domicile: U.S. and Cayman Islands
(see article) |
Mark Strome
Strome Investment Management, Santa Monica, Calif.
800-694-9034 |
Event-driven |
Prime broker: Bear Stearns
Law firm: Paul Hastings
Auditor: Rothstein Kass
Administrator: Citco |
Jan. 1 |
$6 |
5/1/02 |
GNI Partners
Domicile: U.S.
(see article) |
John Ivers, Alan Gillespie and Charles Norton.
GNI Capital, New York
212-986-8100 |
Opportunistic long/short equities |
Prime broker: Banc of America
Law firm: Gersten Savage
Auditor: Rothstein Kass |
Jan. 1 |
$1 |
4/24/02 |
Shippan Fund
Domicile: U.S. and offshore
(see article) |
Steven Chrust and Noel Kimmel
SGC Advisory/Shippan Capital, Stamford, Conn.
203-326-7600 |
Long/short telecom and technology |
Prime broker: Bear Stearns
Law firm: Kleinberg Kaplan
Auditor: Richard A. Eisner |
March 1 |
$5 |
4/24/02 |
MMI Investments II-A
Domicile: U.S. and Cayman Islands
(see article) |
Clay Lifflander
Millcap Advisors, New York
212-586-4333 |
Corporate activist, value- oriented small-cap |
Prime broker: Bear Stearns
Law firms: RubinBaum, Seward & Kissel
Auditor: Goldstein Golub |
Sept. 1 |
$160 |
4/24/02 |
Complexity Fund
Domicile: U.S.
(see article) |
Lester Shipman
Complexity Capital Mgmt.,
Wilmington, Del.
302-478-8718 |
Quantitative long/short equity applying complexity theory |
Prime broker: Credit Suisse First Boston
Law firm: Gersten Savage
Auditor: Anchin Block |
Nov. 2001
|
$2 |
4/24/02 |
QED Partners
Domicile: U.S. |
Doug Dunn
QED CapitalWorks, Atlanta
404-760-3421 |
Market-neutral, quantitiative stock picking. |
Prime broker: ABN Amro
Law firm: Pepper Hamilton
Auditor: Ernst & Young |
April 10 |
$5 |
4/17/02 |
Cameron Capital Partners
Domicile: U.S. and Cayman Islands
(see article) |
Doug McNeely
Cameron Capital Management, Princeton, N.J.
609-375-2215 |
Opportunistic long/short equities |
Prime broker: Goldman Sachs
Law firm: Gersten Savage
Auditor: Ernst & Young
Administrator: SEI |
May 1 |
|
4/17/02 |
Cameron Convertible Partners
Domicile: U.S. and Cayman Islands
(see article) |
Doug McNeely
Cameron Capital Management, Princeton, N.J.
609-375-2215 |
Convertible-bond arbitrage |
Prime broker: Goldman, Sachs
Law firm: Gersten, Savage
Auditor: Ernst & Young
Administrator: SEI |
May 1 |
|
4/17/02 |
Symetry International
Domicile: Cayman Islands |
Michael Rosen and Jack Seibald, Whiteford Capital
Garden City, N.Y.
516-746-5724 |
Market-neutral consumer equities |
Prime broker: CSFB
Law firm: Robinson Silverman
Auditor: Deloitte & Touche
Administrator: Citco |
March 1 |
$10 |
4/17/02 |
Provident Life Sciences Sector Fund
Domicile: U.S. |
Philip Asquith
Taurum Capital, Beverly Hills
310-246-3217 |
Healthcare |
Prime broker: Bear Stearns
Law firm: Paul Hastings
Auditor: Rothstein Kass |
April 1 |
$1 |
4/17/02 |
Provident Technology Sector Fund
Domicile: U.S. |
Eric Schuessler, Jay Somaney
Taurum Capital, Beverly Hills
310-246-3217 |
Technology |
Prime broker: Bear Stearns
Law firm: Paul Hastings
Auditor: Rothstein Kass |
April 1 |
$1 |
4/17/02 |
Provident Consumer Sector Fund
Domicile: U.S. |
Philip Asquith, Bart Thiltgen
Taurum Capital, Beverly Hills
310-246-3217 |
Consumer sector |
Prime broker: Bear Stearns
Law firm: Paul Hastings
Auditor: Rothstein Kass |
April 1 |
$1 |
4/17/02 |
Provident Long/Short Equity Fund
Domicile: U.S. |
Razmig E. Gulujian
Taurum Capital, Beverly Hills
310-246-3217 |
Long/short equity |
Prime broker: Bear Stearns
Law firm: Paul Hastings
Auditor: Rothstein Kass |
April 1 |
$1 |
4/17/02 |
Provident Options Arbitrage Fund
Domicile: U.S. |
Matthew Schmidt
Taurum Capital, Beverly Hills
310-246-3217 |
Options arbitrage |
Prime broker: Bear Stearns
Law firm: Paul Hastings
Auditor: Rothstein Kass |
April 1 |
$1 |
4/17/02 |
Provident Investment Allocation Fund
Domicile: U.S. |
Taurum Capital, Beverly Hills
310-246-3217
|
Diversified |
Law firm: Paul Hastings
Auditor: Rothstein Kass |
April 1 |
$1 |
4/17/02 |
K2 Volatility Fund
Domicile: U.S. |
Ron Henley
Jonathan Kinlay
Paul Wilmott
K2 Capital Mgmt., New York
212-786-1514 |
Statistical arbitrage |
Prime broker: Bear Stearns
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass
|
April 1 |
$9 |
4/10/02 |
AI Event-Driven Strategies
AI Relative Value Strategies
AI Long/Short Strategies
AI Tactical Trading Strategies
AI Diversified Strategies
Domicile: Cayman Islands
(see article) |
Reza Farman-Farmaian
Regis Muletier
Alternative Investments, Geneva
John Gent
Figaro Advisors, Bermuda
mailto:info@figaroadvisors.com |
|
Law firm: Appleby Sperling
Auditor: KPMG
Administrator: Tranault Fund Administration |
April 1 |
|
4/10/02 |
Gleacher Diversified Strategies Fund
Domicile: U.S. and offshore
(see article) |
Bruce Ruehl
Gleacher & Co., New York
212-418-4200 |
Diversified |
Law firm: Schulte Roth
Auditor: Ernst & Young |
June 1 |
|
4/10/02 |
Palmyra Capital Offshore
Domicile: U.S. and offshore
(see article) |
Michael Baxter
Palmyra Capital, Los Angeles
310-231-6133 |
Long/short equity |
Prime broker: Goldman, Sachs
Law firm: Paul Hastings
Auditor: Rothstein Kass |
May 1 |
$13-14 |
4/3/02 |
SuttonBrook Capital
Domicile: U.S. and Cayman Islands
(see article) |
John London, Steve Weinstein
SuttonBrook Capital, New York
212-308-4310 |
Multi-arbitrage |
Prime broker: Credit Suisse First Boston
Law firm: Akin Gump
Auditor: PricewaterhouseCoopers
Administrator: GlobeOps
Marketer: Gerard Asset Mgmt. |
April 1 |
|
4/3/02 |
Candlewood CommTech
Domicile: U.S. and Cayman Islands
(see article) |
Rick Taft
Hoffman Capital, Princeton, N.J.
609-688-3500 |
Telecom and related technology stocks |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: Goldman Sachs |
May 1 |
$25-50 |
4/3/02 |
Winchester Opportunity Fund
Domicile: U.S. and Cayman Islands
(see article) |
Ben Segal
Winchester Capital Advisors, New York
212-885-4101 |
Opportunistic long/short equity |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Goldstein Golub
Administrator: Goldman Sachs |
May 1 |
$50-100 |
3/27/02 |
Shumway Capital Partners
Domicile: U.S. and Cayman Islands
(see article) |
Chris Shumway
Shumway Capital, Greenwich, Conn.
203-485-8550 |
Global long/short equity, global macro |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
Administrator: Goldman Sachs |
April 1 |
|
3/27/02 |
Triage Offshore Fund
Domicile: Cayman Islands |
Leon Frankel, Neil Weiner
Triage Advisors, Bala Cynwyd, Pa.
610-668-0404 |
Distressed securities |
Prime broker: Bear Stearns
Law firm: Quinn & Hampson
Auditor: Goldstein Golub
Administrator: International Fund Administration |
Feb. 1 |
$18 |
3/20/02 |
Tuscan Investments,
Tuscan Investments Offshore
Domicile: U.S. and Cayman Islands
(see article) |
Claude Hazan
Tuscan Group, San Francisco
415-615-5290 |
Technology equity long/short |
Prime broker: Banc of America
Law firm: Howard Rice
Auditor: Rothstein Kass
Administrator: International Fund Administration |
July 1 |
$30+ |
3/20/02 |
Strativarius
Domicile: U.S.
(see article) |
Ken Fields |
Global macro |
Law firm: Schulte Roth
Auditor: PricewaterhouseCoopers
Administrator: International Fund Services |
June |
$200 |
3/20/02 |
(To be announced)
(see article)
|
Hugh Forward
H.C. Forward, New York |
Long/short |
Auditor: Rothstein Kass
Administrator: Olympia |
April 1 |
$10 |
3/20/02 |
Biotech Venture Partners
Domicile: U.S. |
Phil Hoffman
Biotech Investment /Biotech Capital, Pasdena, Calif.
626-585-1466 |
Biotech long/short equity |
Prime broker: Spear Leeds
Law firm: Charles E. Hall Jr.
Auditor: Rothstein Kass |
March |
$3-5 |
3/13/02 |
Walbert Fund of Funds
Domicile: U.S. |
Bill Walbert
Walbert Capital Management, New Canaan, Conn.
203-972-9215 |
Equity multi-strategy |
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
April 1 |
$5-10 |
3/13/02 |
Proximo Fund
Domicile: U.S. |
Theodore Bryant
Brian Summers
Summers Fund Management, San Francisco
415-835-3813 |
Long/short, small- and mid-cap domestic equities |
Prime broker: ABN Amro
Law firm: Sadis Goldberg
Auditor: Harb Levy Weiland
|
March |
$4-5 |
3/6/02 |
Global Macro Fund
Domicile: U.S. & Cayman Islands |
Abbas Shah
Adam Bornstein
Linuxor Asset Management, New York
212-324-3290 |
Global macro |
Prime broker: Credit Suisse First Boston
Law firm: Charles E. Hall Jr.
Auditor: Rothstein Kass
Administrator: Citco Fund Services |
March 1 |
$5 |
3/6/02 |
Richmond Capital
Domicile: U.S. |
David Kass
Richmond Capital Management, New York
212-808-3565 |
Risk-arbitrage, event-driven |
Prime broker: ABN Amro
Law firm: Pryor Cashman
Auditor: Eichler Bergsman |
March 1 |
$3 |
3/6/02 |
Rockbridge Consumer Fund
Domicile:U.S. |
David Lane
Rockbridge Capital Management, New York
212-692-3676 |
Long/short, consumer sector |
Prime broker: ABN Amro
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass |
April 1 |
|
3/6/02 |
Modulus Europe
Domicile: Cayman Islands
(see article) |
Rory Powe
Powe Capital Manangement, London
44-207-529-4879 |
Long/short European equities |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: International Fund Services
Marketer: Palmer Capital |
March 18 |
$20-30 |
3/6/02 |
Old Kings Capital
Domicile: U.S.
(see article) |
Randall M. Heck
Bradley J. Purcell
Goodnow, Gray & Co., Darien, Conn.
203-655-6272 |
Long/short small- and mid-cap U.S. equities |
Prime broker: Credit Suisse First Boston
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
|
June 30 |
|
3/6/02 |
Quest Global Convertible Fund
Domicile: Cayman Islands |
Frank Campana
Jim Doolin
Quest Investment, Greenwich, Conn.
203-422-6200 |
Global convertible-bond arbitrage |
Prime broker: Deutsche Bank
Law firm: Seward & Kissel
Auditor: Ernst & Young
Administrator: SEI |
Jan. 2 |
$11 |
2/27/02 |
Emerging Sovereign Master Fund
Domicile: U.S. and Cayman Islands |
Kevin Kenny
Mete Tuncel
Yoon Chang
Emerging Sovereign, New York
212-984-5750 |
Emerging-markets fixed-income |
Prime brokers: Credit Suisse First Boston and Salomon Smith Barney
Law firm: Seward & Kisell
Auditor: PricewaterhouseCoopers
Administrator: GlobeOp |
April 2 |
|
2/27/02 |
Arrow Ascendant Capital Fund
Domicile: Canada |
David Jarvis and Rick Kung
Ascendant Capital/Arrow Hedge, Toronto
416-323-0477 |
Market-neutral arbitrage |
Prime broker: RBC Dominion
Law firm: Torys
Auditor: PricewaterhouseCoopers
Administrator: TD Securities |
March 1 |
$2 million |
2/20/02 |
Arrow Milford Capital Fund
Domicile: Canada |
Chris Currie
Milford Capital/Arrow Hedge, Toronto
416-323-0477 |
U.S. high-yield bonds |
Prime broker: BMO Nesbitt Burns
Law firm: Torys
Auditor: PricewaterhouseCoopers
Administrator: TD Securities |
March 1 |
$2 million |
2/20/02 |
Quixote Capital Partners/Quixote Offshore
Domicile: U.S. and Cayman Islands |
Jerry Paul
Quixote Capital Management, Greenwood Village, Colo.
303-796-2950 |
Event-driven |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Ernst & Young
Administrator: Goldman Sachs |
March 1 |
$10-25 |
2/13/02 |
Ternary Capital
Domicile: U.S.
(see article)
|
Leonard Brecken, Stuart Goldberg, Shelley Jackson
Ternary Capital Management, New York
212-622-7752 |
Long/short U.S. Equity |
Prime broker: Banc of America
Law firm: Rosenman & Colin
Auditor: Rothstein Kass
Administrator: Banc of America |
January |
$6 |
2/13/02 |
First Street Global Investors Fund
Domicile: U.S. |
Ron Pollack and Manuel Vianna
Monitor Fund Advisors, Clearwater, Fla.
727-298-5426 |
Long/short global equities |
Prime broker: Goldman Sachs
Law firm: Shartsis Friese
Auditor: Arthur Andersen
Administrator: Goldman Sachs |
March |
$15 |
2/6/02 |
Acumen Partners
Domicile: U.S.
(offshore fund will be added)
(see article)
|
Nicholas Azari
Acumen Asset Management , Englewood, Colo.
720-493-9339 |
Long/short equity |
Prime broker: Banc of America
Law firm: Seward & Kissel
Auditor/Administrator: Rothstein Kass |
January |
|
2/6/02 |
Logos Global Fund
Domicile: U.S. and Cayman Islands
(see article)
|
Garth Appelt, Carl Gardiner and Peter Saski
Logos Capital Management, New York
212-332-1677 |
Global long/short equity |
Prime broker: Bear Stearns
Law firm: Seward & Kissel
Auditor/Administrator: International Fund Services |
April 1 |
$100 |
26/02 |
Landmark Value Strategies
Domicile: Cayman Islands |
John Salib |
Multi-strategy |
Prime broker: Banc of America
Law firm: Sidley Austin
Auditor: PricewaterhouseCoopers
Administrator: CIBC |
Feb. 1 |
|
1/30/02 |
Channel Partners
Domicile: U.S. |
Douglas Roberts
Channel Partners, New York
212 446 2475 |
Quantitative long/short |
Prime broker: Banc of America
Law firm: Sadis & Goldberg
Auditor: Rothstein, Kass & Co. |
January |
$5 |
1/30/02 |
Aquila Capital Partners
Domicile: U.S.
(see article)
|
Neal Berger
Aquila Asset Mgmt., New York
212 557 9573 |
Quantitative market-neutral |
Prime broker: UBS PaineWebber
Law firm: Charles E. Hall Jr. |
March |
$7-10 |
1/30/02 |
CT-Finance
Domicile: Cayman Islands
(see article)
|
Andy Mann
Marble Bar Asset Mgmt., London
44 207 248 5380 |
Merger/statistical arbitrage |
Prime broker: Goldman Sachs
Law firm: Wilmer Cutler
Auditor: KPMG
Administrator: Goldman Sachs |
Late March |
$50 |
1/23/02 |
IIU Convertible Arbitrage Fund
Domicile: U.S. and Cayman Islands
(see article)
|
Dara Marnell and Paul O'Reilly
IIU Asset Strategies
353 1 605 4470
|
Convertible bond arbitrage |
Prime broker: Goldman Sachs
Law firm: Walkers, Dorsey Whitney
Auditor: PricewaterhouseCoopers
Administrator: ING Barings |
March 1 |
|
1/23/02 |
Semiotics Fund I, LP
Domicile: U.S. |
Andreas Calianos
Semiotics, Northampton, Mass.
413-586-2166 |
Behavioral, sector investing
long/short |
Prime broker: ABN Amro
Law firm: Sadis & Goldberg
Auditor: Eichler Bergsman |
Late Jan. |
$2
|
1/23/02 |
Clipper Capital
Domicile: U.S. and Cayman Islands
(see article)
|
Dan Dykens
Clipper Capital, Boston
508-725-8481 |
Long/short small-cap |
Prime broker: Bear Stearns
Law firm: Foley Hohg
Auditor: Deloitte & Touche |
April 1 |
$30-40 |
1/23/02 |
Pilot Rock Investment Partners
Domicile: U.S. and Cayman Islands
|
Thomas O’Malley
Mark Schwartz
Pilot Rock Capital, New York
212-251-3805 |
Long/short |
Prime broker: Morgan Stanley
Law firm: Kavanaugh Maloney
Auditor: Rothstein Kass
Administrator: Hemisphere |
Feb. 1 |
$75-100 |
1/23/02 |
Structured Opportunity Fund
Domicile: U.S. |
William Chapman
Alexander Asset, Bethesda, Md.
704-552-3567 |
Short/volatility |
Prime broker: Speer Leads
Law firm: Sadis & Goldberg
Auditor: Kaufman Rossin |
Early Feb. |
$2 |
1/23/02 |
Perennial Fund
Domicile: U.S. and Cayman Islands
(see article)
|
Wayne Wilkey
Forest Capital Management
646-825-5588 |
Long/short communications |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: Ernst & Young
Administrator: International Fund Services |
March 1 |
|
1/23/02 |
BACAP Multi-Strategy Fund
Domicile: U.S. Cayman Islands
(see article)
|
Jason Papastravrou
Banc of America Capital Mgmt., New York
212-583-8000 |
Multi-strategy |
Law firm: Schulte Roth
Auditor: PricewaterhouseCoopers
Administrator: International Fund Services |
Jan. 1 |
$70 |
1/23/02 |
Scottwood Onshore/Offshore Funds
Domicile: U.S. and Cayman Islands |
Edward Perlman
Scottwood Capital, New York
212-499-2450 |
Value-oriented distressed securities |
Prime broker: Bear Stearns
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
Dec. 2001 |
$25 |
1/16/02 |
Hamilton Multistrategy Fund
Domicile: U.S. and Cayman Islands
(see article)
|
Michael Knox, Neil Kennedy and Kevin Fallon
HPL Advisors, New York
212-527-8448 |
Multi-strategy (convertible arbitrage, risk arbtrage and utility pairs equity trading) |
Prime brokers: Morgan Stanley and Bear Stearns
Law firm: Willkie Farr
Auditor: Ernst & Young
Administrator: International Fund Services |
Mar. 1 |
$100+ |
1/16/02 |
European Value Event Fund
(see article)
|
Fredrik Ervanius
ORN Capital, London
+44 207 529 1219 |
Mid-cap long/short |
Prime broker: Goldman Sachs
Auditor: Ernst & Young
Administrator: Olympia Capital |
Feb. 1 |
$30 |
1/16/02 |
Kallista Global Macro Fund
Domicile: Cayman Islands
(see article)
|
Laurent Faurie
Alternative & Derivative Investments, Paris
+33(0) 1 53 45 46 47 |
Global macro/ltop-down analysis |
Prime broker: Lehman Brothers
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: Citco |
Feb. 1 |
$15 |
1/16/02 |
Kallista U.S. Equity Fund
Domicile: Cayman Islands
(see article)
|
Jean-Dominique Seta
Alternative & Derivative Investments, Paris
+33(0) 1 53 45 46 47 |
Pair trading/sector neutral |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: Citco |
Mar.1 |
$25 |
1/16/02 |
Kallista Volatility Arbitrage Fund
Domicile: Cayman Islands
(see article)
|
Christophe Lepitre and Nicolas Cabouat
Alternative & Derivative Investments, Paris
+33(0) 1 53 45 46 47 |
Volatility arbitrage, dispersion arbitrage |
Prime broker: Fimat International Banque, SG Group
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: Citco |
Mar. 1 |
$25 |
1/16/02 |
Millrace Fund
Domicile: U.S. |
William Kitchel and Whit Maroney
Millrace Asset, Berwyn, Pa.
610-727-4200 |
Long/short U.S. equities |
Prime broker: Goldman Sachs
Law firm: Pepper Hamilton
Auditor: Ernst & Young |
January |
$14 |
1/16/02 |
