| Fund |
Portfolio managers, Management company |
Strategy |
Service providers | Launch | Equity at Launch (Mil.) | Hedge
Fund
Alert
Issue |
CPIM Structured Credit Fund
Domicile: Cayman Island
(See Article) |
Robert Kramer and K. V. Prabhakar
Cambridge Place Investment Management, London
44-207-938-5716 |
Credit |
Prime broker: Citibank
Law firm: Dechert
Administrator: Bank of Bermuda |
Sept. |
$8 |
12/24/03 |
Mayer & Hoffman High Alpha Fund
Domicile: US |
Matthew T. Hoffman
Mayer & Hoffman Capital Advisors, New York
212-400-7870 |
Diversified fund of funds |
Law firm: Seward & Kissel
Auditor: BDO Seidman |
Jan. 1 |
|
12/24/03 |
Galahad Fund
Domicile: Cayman Islands |
Mike Stendler
Meyer Capital Management, Barrington, Ill.
847-277-0857 |
Managed futures
|
Prime broker: Carr Futures
Law firm: Henderson & Lyman
Auditor: Deloitte & Touche
Administrator: PFPC |
December |
$5 |
12/17/03 |
Nostradamus Gold Fund
Domicile: Cayman Islands
(See article) |
Irv Arneberg
Arneberg and Associates
Bayville, N.Y.
516-922-1903 |
Long/short gold mining stocks and options |
Prime broker: Banc of America
Law firm: Kirkpatrick & Lockhart
Auditor: Moore Stephens
Administrator: Trident Trust |
Dec. 1 |
$3.5 |
12/10/03 |
Triple Alpha Fund
Domicile: Cayman Islands
(See article) |
Glenn Baggley and Alex Allen
Eddington Capital, London
44-207-802-8480 |
Multi-strategy |
Law firm: Solomon Harris
Auditor: KPMG
Administrator: Custom House |
Sept. |
€25 |
12/10/03 |
NewMarket Capital Partners Select Fund
Domicile: U.S.
(See article) |
Patricia Young
NewMarket Capital Partners, Philadelphia
215-246-3040 |
Fund of funds |
Law firm: Pepper Hamilton
Auditor: PricewaterhouseCoopers
Administrator: Fortis |
June |
$170 |
12/03/03 |
Catrock High Yield Opportunity Fund
Domicile: U.S.
(See article) |
Richard Coons
Catrock Capital Management, New York
212-400-7945 |
High-yield, distressed debt |
Prime broker: Spear Leeds
Law firm: Cobb & Eisenberg
Auditor: Rothstein Kass |
October |
$10 |
12/03/03 |
Sabre Long/Short Style Fund
Domicle: U.S. & Cayman Islands |
Dan Jelicic
Sabre Fund Management,
LOndon
44-207-316-2801 |
Quantitative, equity
long/short |
Prime broker: Deutsche Bank
Law firm: Maples & Calder
Auditor: PricewaterhouseCoopers |
Feb 1. |
|
11/26/03 |
Clipper Capital
Domicile: U.S. |
Dan Dykens
Clipper Capital Management, Boston |
Long/short, small-cap |
Prime broker: Bear Stearns
Auditor: Deloitte & Touche |
2002
(just
opened) |
$30-50 |
11/19/03 |
Namaste Fund
Domicile: U.S. |
Rui Matos and Jean-Ray Tippo
Namaste Capital Management,
Los Angeles
310-207-1211 |
U.S. equity/long short, socially responsible |
Prime broker: Bear Stearns
Law firm: Paul Hastings
Auditor: Rothstein Kass |
Jan. 1 |
|
11/12/03 |
Clocktower Partners
Domicile: U.S. |
David Benwell
Clocktower Capital, Los Angeles
310-385-4107 |
Global equity, long/short |
Prime broker: ABN Amro
Law firm: Paul Hastings
Auditor: Rothstein Kass |
May
(Just opened) |
$4 |
11/05/03 |
Sabre Long-Short Style Fund
Domicile: Cayman Islands
(see article) |
Dan Jelicic
Sabre Fund Management, London
44-207-316-2801 |
Long/short, quantitative |
Prime broker: Deutsche Bank |
December |
$10 |
11/05/03 |
Shogun Fund
(see article) |
Kuzuhiko Sugiya and Hiraku Kawakami
Fairview Partners, Darien, Conn.
203-655-7100 |
Long/short equity |
Prime broker: Bear Stearns
Law firm: Tennenbaum Helpern
Auditor: KPMG
Administrator: Bisys |
November
|
$30 |
11/05/03 |
Blue Rock Capital II
Domicile: U.S.
(see article) |
Robbi Burkhart
Blue Rock Advisors, Minneapolis
612-337-8000 |
Long/short, market neutral |
Law firm: Schulte Roth
Auditor: KPMG |
Nov. 1 |
$25 |
11/05/03 |
Whitebeam Emerging Markets Fund
(see article) |
Ahmet Ratib
Whitebeam Capital, London
44-207-399-7440 |
Emerging-markets debt |
Prime broker: Credit Suisse First Boston
Law firm: Schulte Roth
Administrator: Citco |
Yearend |
$25 |
10/29/03 |
Equilibrium Partners
Domicile: U.S. & British Virgin Islands
(see article) |
Evan Duby and Rolan Stikovas
Equilibrium Capital, New York
212-433 7674 |
Equity long/short market-neutral |
Prime broker: Banc of America
Law firm: Gersten Savitch
Auditor: Eichler Bergsman
Administrator: Folio BVI |
Nov. 1 |
$10 |
10/22/03 |
Zaks Market-Neutral Income Option Fund
Domicile: U.S. & Bahamas |
Ben Zaks
Zaks Investment Management
800-767-3771 |
Market-neutral |
Prime broker: Bear Stearns
Law firm: Paley Rothman
Auditor: RMS Robson Rhodes
Administrator: Olympia Capital |
Dec. 1 |
$20 |
10/22/03 |
Torry Hill Market Neutral Fund
Domicile: U.S. |
John Hammerschmidt
Torry Hill Investment Partners, Philadelphia
610-353-3111 |
Market-neutral |
Prime broker: Goldman Sachs
Law firm: Pepper Hamilton
Auditor: PricewaterhouseCoopers
Administrator: SEI |
Oct. |
$15 |
10/22/03 |
Roy G. Niederhoffer Negative Correlation Fund
Domicle: U.S. & Cayman Islands
(see article) |
Roy Niederhoffer
R.G. Niederhoffer Capital Management, New York
212-245-0400 |
Contrarian |
Prime brokers: Morgan Stanley, UBS
Auditor: Rothstein Kass
Administrator: SEI |
Nov. |
|
10/22/03 |
(To be announced)
Domicile: U.S.
(see article) |
Jonathan Cohen
JHC Capital Management, Greenwich, Conn.
203-661-3122 |
Asian Long/short equity |
Prime broker: Goldman Sachs
Auditor: Rothstein & Kass |
Jan. |
$40 |
10/22/03 |
Occo Asia Fund
Domicile: Cayman Islands
(see article) |
Julian Mayo
Charlemagne Capital, London
44-207-518-2175 |
Long/short equity |
|
Nov. |
$200 |
10/22/03 |
Greater Europe Fund Ltd
Domicile: Jersey
(see article) |
Wermuth Asset Management, Frankfurt
49-9 9592-5478 |
Global macro |
Administrator: Standard Bank |
Oct. |
|
10/22/03 |
ORN Global Credit Fund
(see article) |
Alan Higgins
ORN Capital, London
44-207-758-2602 |
Fixed income |
Prime broker: Goldman Sachs
Administrator: Citco |
Nov. 1 |
$10-20 |
10/15/03 |
Victus Capital
Domicile: U.S.
(see article) |
Shad Stastney
Victus Capital
212-452-9032 |
Multi-strategy |
Prime broker: Goldman Sachs
Law firm:Skadden Arps
Auditor: Grant Thornton
Administrator:IFS |
(Opens
in Jan.) |
$175 |
10/15/03 |
ACI Capital Select Fund
Domicile: U.S.
(see article) |
Berna Barshay
ACI Capital Select Fund
212-634-3337 |
Long/short |
Prime broker: Bear Stearns |
(Opens
in Jan.) |
$10 |
10/15/03 |
Morley G7 Fixed Income Fund
Domicile: Guernsey
Listing: Dublin and Channel Islands
(see article) |
Shahid Ikram
Morley Fund Mamangement, London
44-207-809-6428 |
Fixed Income |
Prime broker: Barclays Capital
Administrator: Credit Suisse
Administrator: Morley |
Feb. |
25 pounds |
10/08/03 |
Circle T Explorer Notes
Domicile: U.S. |
Seth Platt
Circle T Explorer Asset Management, New York
212-508-7045 |
Fund of funds |
Prime broker: ABN Amro
Law firm: Tennenbaum Halpern
Auditor: Deloitte & Touche
Administrator: Olympia Capital |
Oct. |
$40 |
10/08/03 |
Blackstar Fund
Domicile: U.S.
(see article) |
Cole Wilcox, Eric Crittenden and Tom Basso
Blackstar Funds, Phoenix
602-795-7189 |
Directional strategies |
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass
Administrator: NAV Consulting |
Nov. 1 |
$3-5 |
10/08/03 |
ASA Managed Futures Fund
Domicile: U.S. |
Douglas Dunn
QED Partners, Atlanta
404-760-3424 |
Managed Futures |
Law firm: Sidley Austin
Auditor: Ernst & Young
Administrator: PFPC |
Jan. 1 |
|
10/01/03 |
Trinity Funds Diversified Allocation
Domicile: Cayman Islands
(see article) |
Paul H. O’Reilly-Hyland, David Kallus and Cheng Hock Lau
New York |
Global macro |
Prime broker: Bear Stearns
Law firms: Tannenbaum Helpern and A&L Goodbody
Auditor: KPMG
Administrator: International Fund Managers |
August |
$5 |
09/26/03 |
GRT Healthcare
Domicile: U.S.
(see article) |
John Borzilleri
GRT Capital Partners, Boston
617-226-1740 |
Long/short healthcare |
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: DPM |
Aug. 1 |
$1 |
09/17/03 |
Gavea Fund
Domicile: Cayman Islands
(see article) |
Armenio Fraga Neto, Luiz Fernando Figueiredo and Luiz Henrique Fraga
Gavea Investimentos, Rio de Janeiro, Brazil
5521-2512-9222 |
Global emerging markets |
Prime broker: Goldman Sachs
Law firm: Willkie Farr, Walkers
Auditor: PricewaterhouseCoopers
Administrator: Goldman Sachs |
Aug. 18 |
$500 |
09/17/03 |
MPC Japan Fund
Domicile: Cayman islands
see article) |
Ian Burden and Nick Gregory
MPC Investors, London
44-207-932-2770 |
Long/short Japanese equity |
Prime broker: Goldman Sachs
Law firm: Dechert
Auditor: PricewaterhouseCoopers
Administrator: Management International Dublin |
Nov. 3 |
$10-20 |
09/17/03 |
Catus Investment Fund
see article)
|
Anthony F. Bruan
Catus Capital Management, New York
212-601-6798 |
Short-term trading |
Prime broker: ABN Amro
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
October |
|
09/17/03 |
Quantica Allocation Overlay
Domicile: Cayman Islands
(see article) |
Bruno Gmuer and Jose Eduardo Homem de Montes
Quantica Capital, Schaffhausen, Switzerland
4152-630-0700 |
Quantitative (managed futures and equity market neutral) |
Prime broker: Bear Stearns
Law firm: Derchert/Walkers
Auditor: KPMG
Administrator: Citco |
Sept. 6 |
$11 |
09/10/03 |
Prudent Global Gold Fund
Domicile: Channel Islands
(see article) |
David Tice
David Tice & Assoc., Dallas
800-819-3019 |
Long/short gold-mining stock |
Prime broker: BMO Nesbitt Burns
Law firm: Sadis & Goldberg
Auditor: PricewaterhouseCoopers
Administrator: EFG Reads Trust |
Aug. 15 |
|
08/20/03 |
Graham & Dodd Value Fund 1
Domicile: U.S.
(see article) |
David Rosen and Robert Zadra
Graham & Dodd Value Fund, New York
212-649-5884 |
Long/short equity through value investing and market timing |
Prime broker: Goldman Sachs
Law firm: Seward & Kissel
Auditor: Rothstein Kass |
Sept. 1 |
|
08/20/03 |
Sarivek Partners
Domicile: U.S. |
Jeffrey Valinoti
Broadband Holdings, New York
212-277-5346 |
Long/short, short-term trading focus |
Clearing firm: Wexford Clearing
Law firm: Sadis & Goldberg |
Aug. 25 |
|
08/13/03 |
CapitalWorks Partners
Domicile: U.S. |
Robert McCreary
CapitalWorks, Cleveland
216-781-3233 |
Long/short U.S. equities |
Prime broker: Banc of America
Law firm: Sadis & Goldberg
Auditor: Grant Thornton
Administrator: NAV Consulting |
Sept. 1 |
|
08/13/03 |
Tricera Asia Fund
Domicile: U.S. |
Raymond Lin
Tricera Capital, San Francisco
415-835-3866 |
Long/short Asian equities |
Prime broker: ABN Amro
Law firm: Sadis & Goldberg
Auditor: Harb, Levy |
October |
$5-10 |
08/13/03 |
Cantillon Europe
Domicile: U.S. and Cayman Islands |
William von Mueffling
Cantillion Capital Management, New York
212-603-3300 |
Long/short European Equity |
Prime broker: Morgan Stanley
Law firm: Willkie Farr
Auditor: Ernst & Young
Administrator: Citco |
Sept. 1 |
$500 |
08/13/03 |
Cantillon World
Domicile: U.S. and Cayman Islands |
William von Mueffling
Cantillion Capital Management, New York
212-603-3300 |
Long/short global equity |
Prime broker: Morgan Stanley
Law firm: Willkie Farr
Auditor: Ernst & Young
Administrator: Citco |
Oct. 1 |
$500 |
08/13/03 |
Lyxor/Amber Fund
Domicile: Jersey
(see article) |
Joseph Oughourlian
Lyxor Asset Mgmt., New York
212-278-5135 |
Event-driven |
Prime broker: Goldman Sachs
Law firm: Mourant Dufue
Auditor: PricewaterhouseCoopers
Administrator: SG Hambros |
Oct. 2001 |
|
08/06/03 |
MT Thaler
Domicile: Cayman Islands
(see article) |
David Aserkoff and Mike Soneshine
MT Thaler Investment Management,
London 44-207-794-638-4962 |
Eastern Europe, macro |
Prime broker: Bear Stearns
Law firm: Schulte Roth
Auditor: Ernst & Young |
Oct. 1 |
|
07/30/03 |
TT European Equity Long Short
Domicile: Cayman Islands |
Tim Tacchi and Roger Bernheim
TT International, London 44-207-410-3562 |
European long/short equity |
Prime broker: Morgan Stanley
Law firm: Maples & Calder
Auditor: Deloitte & Touche
Administrator: Bank of Bermuda |
July 23 |
€10 |
07/23/03 |
OmniQuest I
Domicile: U. S.
(see article) |
Eloise Yellen Clark, Daniel Kaypaghian OmniQuest Capital, Beverly Hills
310-860-9021 |
Diversified |
Law firm: Paul, Hastings
Auditor: KPMG
Administrator: Rothstein Kass |
July 1 |
$14 |
07/16/03 |
Infinity Fund
Domicile: U. S.
(see article) |
Jeff Vale, Infinity Capital Partners, Atlanta
mwilliams@infinityfunds. com |
Diversified |
Law firm: Morris Manning
Auditor: PricewaterhouseCoopers |
June 1 |
$9 |
07/16/03 |
Hamilton Convertible Opportunities Fund
Domicile: Cayman Islands
(see article) |
Michael Knox Hamilton Investment Management, New York 212-527-8500 |
Multi-strategy convertible bond investing |
Prime broker: Bear Stearns
Law firm: Willkie Farr
Auditor: Ernst & Young
Administrator: IFS |
Aug. 1 |
|
07/09/03 |
Titanium European Long Short Equities Fund
Domicile: Dublin & Cayman Islands
(see article) |
Alastair Anderson Titanium Capital, London 44-207-808-3933 |
Long/short, Europe |
Prime broker: CS First Boston
Law firm: Truman Bodden
Auditor: KPMG
Administrator: BDO Simpson Xavier |
June |
$20 |
07/09/03 |
Zinc Capital
Domicile: U. S. and Cayman Islands
(see article) |
Brad Zipper, Geoff Barth and Allan Brown
Zinc Capital Mgmt., New York 212-813-2727 |
|
Prime broker: Morgan Stanley
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: Fortis |
July 1 |
|
07/09/03 |
Clarium Capital
Domicile: Bermuda
(see article) |
Peter Thiel Clarium Capital, San Francisco
415-248-5146 |
Global macro |
Prime broker: Bear Stearns
Law firm: Kirkpatrick & Lockhart
Auditor: Ernst & Young
Administrator: Forum Financial Services |
July 1 |
$50 |
07/09/03 |
Arsago Global Hedge Fund
Domicle: Cayman Islands
(see article) |
Ronnie Aked, Norbert Kaiser and Klaus Sterzik
Arsago Alternative Capital, Pfaffikon, Switzerland
41-55-417-4781 |
Global Macro |
Prime brokers: Dresdner Kleinwort, Deutsche Bank Law firms: SJ Berwin, Conyers Dill
Auditor: Deloitte & Touche
Administrator: GlobeOp |
Aug. 1 |
|
07/02/03 |
Cheiron Global Financials Fund
Domicle: Offshore
(see article) |
Amr Diab and Anders Brege Bessent Capital, London
44-207-961-3000 |
Global long/short financial equities |
Prime brokers: Morgan Stanley,
Goldman Sachs
Law firm: Simmons & Simmons
Auditor: PricewaterhouseCoopers |
Nov. 1 |
$100 |
07/02/03 |
Prospector Investors
Domicile: U. S. |
James A. McComas Jr. Prospector Asset Mgmt.,
San Francisco
415-395-7900 |
Long/ short equity |
Prime broker: Banc of America
Law firm: Howard Rice
Auditor: Rothstein Kass |
June 1 |
$5 |
07/02/03 |
Helix Combined Multi-Strategy Fund
Domicile: U. S. and Cayman Islands
(see article) |
Marko Budgyk and Sekhar Venkatraman
Helix Investment Partners, Los Angeles
310-788-8739 |
Multi-strategy, arbitrage |
Prime brokers: Bear Stearns, Goldman Sachs
Law firm: Morgan Lewis
Auditor: Rothstein Kass
Administrator: Bank of New York |
Aug. 1 |
$15 |
07/02/03 |
Level Global
Domicile: U. S. and offshore |
David Ganek Level Global Investors,
Greenwich, Conn.
203-863-7792 |
Long/short equity, focusing on technology and financial stocks |
Prime broker: Goldman Sachs
Law firm: Schulte Roth
Auditor: Ernst & Young
Administrator: Citco |
Aug. 1 |
$250-500 |
06/25/03 |
FLT Credit Arbitrage Fund
Domicile: U. S. and offshore |
Ron Molloy Old Hill Partners,
Darien, Conn.
203-656-3008 |
Distressed CDOs |
Prime broker: Bear Stearns
Law firm: McDermott Will
Auditor: Ernst & Young
Administrator: DPM |
May 1 |
$12 |
06/25/03 |
Alexandra Global Investment Fund II
Domicile: British Virgin Islands |
Michail Filimonov Alexandra Investment Management, New York 212-301-1800 |
Convertible-bond arbitrage |
Law firm: Gibbons Del Deo
Auditor: Ernst & Young
Administrator: Citco |
July 1 |
|
06/18/03 |
| Helzberg Value Partners Domicile: U. S. |
Bush Helzberg Helzberg Management, New York
212-219-7521 |
Equity long/short |
Prime broker: Banc of America
Law firm: Rothstein Kass
Auditor: Sadis & Goldberg |
June 2 |
$3 |
06/18/03 |
NewMarket Capital Select
Domicile: U. S. and offshore |
Patricia J. Young NewMarket Capital Partners, Philadelphia
215-246-3040 |
Diversified |
Law firm: Pepper Hamilton
Auditor: PricewaterhouseCoopers
Administrator: Fortis |
June 30 |
$3 |
06/11/03 |
Tresckow Partners
Domicile: U. S. & Cayman Islands |
Mike Wenzel Jonathan Choslovsky, San Francisco
415-399-5158 |
Global, merger arbitrage |
Prime broker: Goldman Sachs
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass
Administrator: Admiral |
June |
$10 |
06/04/03 |
Caissa Capital International Fund
Domicile: Bermuda
(see article) |
Jonathan Kinlay Caissa Capital Partners, New York
212-786-1514 |
Long/short equity and index options |
Prime broker: Bear Stearns
Law firms: Stamell & Schager (U. S.) and Cox Hallett (Bermuda)
Auditor: Rothstein Kass
Administrator: Meridian Corporate Services |
June |
$13 |
06/04/03 |
Atticus Opportunity Fund Domicile: U. S. and Cayman Islands
(see article) |
Stephen Edwards Atticus Capital, New York 212-373-0800 |
Value and distressed investing |
Prime brokers: Morgan Stanley and Goldman Sachs
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: Goldman Sachs |
May |
$55 |
06/04/03 |
AAA Carry Fund
Domicile: U. S. and Cayman Islands
(see article) |
Philippe C. Burke Apache Capital Management, New York
212-972-0991 |
Fixed-income arbitrage |
Prime broker: Dresdner Bank
Law firm: KMZ Rosenman
Auditor: KPMG Peat Marwick
Administrator: Citco |
June 2 |
$13 |
06/04/03 |
HSBC Japan Alpha Fund
Domicile: Dublin |
Phillipe Huber, Alex de Korodi and Daniel Delechat
London
44-207-336-4475 |
Japan long/short equity |
Prime broker: Goldman Sachs
Law firm: Boxalls
Auditor: KPMG
Administrator: Hemisphere |
June 2 |
$10 |
05/28/03 |
FIM Maltti Hedge Fund
Domicile: offshore |
Ben Wolfram FIM Asset Management, Helsinki
358-961-346-319 |
Equity market-neutral, with an emphasis on Nordic stocks |
Auditors: SVH, PricewaterhouseCoopers |
June 30 |
|
05/28/03 |
AXA KAPAA Credit Equity Volatility Abritrage Fund
Domicile: offshore |
Guillaume Boulanger and Arthur Lepage
AXA Investment Managers, London
44-207-003-2183 |
Volatility arbitrage |
|
May 5 |
€55 |
05/28/03 |
Runnymede Master Fund
Runnymede Capital Holdings
Domicile: U. S., British Virgin Islands |
Richard S. Dalberth
Runnymede Capital
Management, New York
212-355-8558 |
Long/short equity |
Prime broker: Spear Leeds
Law firm: Salans
Auditor: Eichler Bergsman |
April 1 |
$1 |
05/21/03 |
| Jura Capital Europe Fund Domicile: offshore |
Angus Parker and Mark Pollard
Jura Capital, London 44-207-592-0830 |
European long/short equity |
Prime broker: Goldman Sachs
Law firm: Simmons & Simmons Auditor: Ernst & Young Administrator: Citco |
June 2 |
|
05/14/03 |
| Optima Absolute Return Fund Domicile: Bermuda |
Optima Fund Management, New York
441-295-8658 |
Multi-strategy |
Law firm: Conyers Dill
Auditor: Deloitte & Touche Administrator: Optima Management Partners |
May 1 |
$10 |
05/14/03 |
Kallista Arbitrage Strategies
Cayman Islands
(see article) |
Erich Bonnet Alternative & Derivatives Investments, Paris 331-56-88-8611 |
Multi-arbitrage |
Prime broker: Bear Stearns
Law firm: Simmons & Simmons
Auditor: Ernst & Young
Administrator: Citco |
May 1 |
$50 |
05/07/03 |
Naufal Capital
Domicile: U. S. |
Elie Naufal Naufal Capital,
New York 212-758-5111 |
Opportunistic relative-value |
Prime broker: Goldman Sachs
Law firm: Paul Hastings
Auditor: PricewaterhouseCoopers
Administrator: Citco |
April 1 |
|
04/30/03 |
Truk Opportunity Fund
Domicile: U. S.
(see article) |
Michael Fein and Stephen Saltzstein
Ram Capital Resources, New York
212-332-5050 |
Reg. D |
Prime broker: Citigroup
Law firm: Mayer Brown
Auditor: Rothstein Kass |
April 1 |
|
04/30/03 |
Aviator Partners/ Aviator Overseas
Domicile: U. S. and Cayman Islands
(see article) |
Bill Park Aviator Fund Management, New York
ir@ aviatorfund. com |
Global multi-strategy arbitrage |
Prime broker: Morgan Stanley Law firm: Schulte Roth
Auditor: PricewaterhouseCoopers |
July 1 |
$100 |
04/23/03 |
Emergent Cosmopolitan Macro Fund
Domicile: Bermuda
(see article) |
David Murrin and Fergus Murison
Emergent Asset Management, London
44-142-865-6966 |
Global macro |
Prime broker: Citigroup
Law firm: Eversheds
Auditor: Deloitte & Touche Administrator: Citco |
March 1 |
$7. 5 |
04/23/03 |
KingsGate Life Sciences Fund
Domicile: U. S. |
Chris Wolf, Kevin Wenck and David Gershon
KingsGate Capital Management, San Francisco 415-908-8200 |
Life sciences |
Prime broker: Banc of America Law firm: Shartsis Friese
Auditor: Rothstein Kass |
April 1 |
|
04/23/03 |
Headstream Value Partners Domicile U. S.
(see article) |
Josh Smith and Bill Ward Headstream Asset Management, Dallas
214-890-8860 |
Long-biased |
Prime broker: Banc of America Law firm: Akin Gump
Auditor: KPMG Peat Marwick
Administrator: J. D. Clark |
May 1 |
$50 |
04/23/03 |
Finisterre Sovereign Debt Fund
Domicile: Cayman Islands
(see article) |
Frode Foss-Skiftesvik, Tom Priday, Paul Crean and Yan Swiderski
Finisterre Capital, London
44-207-659-0407 |
Emerging-markets debt |
Prime broker: Citigroup
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
Administrator: Globe Op |
April 1 |
$70 |
04/16/03 |
Waterstone Market-Neutral Fund
Domicile: U.S.
(see article) |
Shawn Bergerson
Waterstone Capital
Management, Minneapolis
m.kalish@attbi.com |
Convertible-bond arbitrage and capital-structure arbitrage |
Prime brokers: Goldman Sachs and Deutsche Bank
Law firm: Seward & Kissel
Auditor: Ernst & Young |
July 1 |
|
04/16/03 |
Animi Fund
Domicile: U. S. and Cayman Islands |
Peter Hirsch Archeus Capital Management, New York
212-557-7006 |
Global macro |
Law firm: Seward & Kissel Prime
Broker: Credit Suisse First Boston
Auditor: PricewaterhouseCoopers Administrator: GlobeOps |
June 1 |
$500 |
04/09/03 |
Shaffer Partners
Domicile: U. S. |
Daniel S. Shaffer
Shaffer Asset Management,
White Plains, N. Y.
800-352-5265 |
Managed futures |
Prime brokers: Bear Stearns,
Refco
Law firm: Sadis & Goldberg
Auditor: Arthur Bell & Associates |
April |
$0. 3 |
04/02/03 |
Sark Fund
Domicile: Cayman Islands
(see article) |
Emmanuel Boussard Boussard & Gavaudan Asset Management, London
44-207-866-6080 |
Equity-derivative arbitrage |
Prime broker: Goldman Sachs Law firm: Simmons & Simmons Auditor: Ernst & Young Administrator: GlopeOp |
March 3 |
$90 |
03/26/03 |
| Gohd Capital Partners Domicile: U. S. |
Matt Gohd Gohd Asset Management New York
212-418-1379 |
Long/short equity |
Prime broker: Banc of America Law firm: Sadis & Goldberg Auditor: Rothstein Kass |
April 1 |
$3-5 |
03/26/03 |
LR Global Fund
Domicile: offshore
(see article) |
J. Murray Logan and Don LaGuardia
L-R Managers, New York 212-821-1400 |
Global value equity |
Law firm: Salans Auditor: Goldstein Golub Administrator: International Fund Administrators |
May 1 |
$70-75 |
03/26/03 |
(To be announced)
Domicile: U. S. & Cayman Islands |
Jim Crombie and Ed Yao Raven Investment, San Francisco
415-782-6986 |
Market-neutral |
Prime broker: Morgan Stanley
Law firm: Howard Rice
Auditor: PricewaterhouseCoopers
Administrator: Citco |
2nd qtr. |
|
03/19/03 |
Volatility Opportunity Fund
Domicile: U. S. |
Ron Henley, Jonathan Kinlay and Paul Wilmott
Caissa Capital Management, New York
212-786-1514 |
Volatility arbitrage |
Prime broker: Bear Stearns
Law firm: Sadis & Goldberg
Auditor: Rothstein Kass |
April |
|
03/19/03 |
Cornell Capital Offshore
Domicile: Cayman Islands |
Mark Angelo Yorkville Advisors, Jersey City, N. J.
201-985-8300 |
Reg. D |
Law firm: Kirkpatrick & Lockhart
Auditor: Marcum & Kleigman |
April |
|
03/19/03 |
Alpha Equity Lighthouse Market Neutral Fund
Domicile: Bahamas (companion to existing
U. S. fund) |
Kevin Means and Vince Fioramonti
Alpha Equity Management , Avon, Conn.
860-763-4140 |
Equity long/short (market-neutral) |
Prime broker: Morgan Stanley Law firm: Graham Thompson Auditor: RSM Robson Rhodes Administrator: Olympia Capital |
April 1 |
$10-15 |
03/12/03 |
CD International
Cayman Islands |
John Ziegelman
CD Capital Management, Chicago
312-466-3239 |
Opportunistic, long/short |
Prime broker: Bear Stearns
Law firm: Sidley Austin
Auditor: Altschuler Melvoine
Administrator: Admiral |
Feb. 1 |
$6.25 |
03/05/03 |
Gruss Opportunity
U.S. and offshore
(see article) |
Debra Zohar
Gruss & Co., New York
212-688-1500 |
Distressed securities |
Prime broker: Bear Stearns
Law firm: Shulte Roth
Auditor: Ernst & Young
Administrator:
Fortis Fund Services |
February |
$20 |
03/05/03 |
Lumen Global Value Fund
Domicile: Cayman Islands |
Simon Nocera
Lumen Advisors, San Francisco
44-207-355-2000 |
Macro, emerging markets |
Prime broker: ABN Amro Law firm: Ropes & Gray
Auditor: Ernst & Young
Administrator: Citco Fund Services |
Feb. 7 |
|
02/26/03 |
Circle-T Market Neutral Fund
Domicile: U.S. and offshore
(see article) |
Seth Tobias
Circle-T Partners, New York
Doug Kass
Seabreeze Partners, Palm Beach, Fla.
212-521-5035 |
Equity market-neutral |
Prime broker: Deutsche Bank
Law firm: Gersten Savage
Auditor: Rothstein Kass |
Feb. 3 |
|
02/26/03 |
Etolian Capital Credit Fund/Etolian Capital Offshore
Domicile: U.S. and Cayman Islands
(see article) |
George Handjinicolaou and Larry Hirshik
Etolian Capital, New York
212-659-2442 |
Credit arbitrage |
Prime broker: Credit Suisse First Boston
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
Administrator: Citco |
January |
|
02/19/03 |
Empyream Fund
Domicile: U.S. |
Rauf Ashraf
Ash Capital, Boston
617-960-5644 |
Long/short equities, quantitative and fundamental emphasis |
Prime broker: Banc of America Law firm: Hale & Dorr
Auditor: Deloitte & Touche Administrator: Gene O’Neill |
March 1 |
$25 |
02/19/03 |
Meridian Performance Partners
Domicile: Cayman Islands
(see article) |
William H. Lawrence
Meridian Capital Partners, Albany, N.Y.
518-432-1600 |
Diversified |
Law firm: Tannenbaum Helpern
Auditor: Ernst & Young Administrator: Olympia Capital |
Jan. 1 |
|
02/19/03 |
MarketPlus SMC
Domicile: Bermuda
(see article) |
Valere Costello
Invesdex, Hamilton, Bermuda
441-296-4400 |
CTA long/short, market-timing |
Law firm: Appleby Spurling
Auditor: Deloitte Touche
Administrator: Butterfield Fund Services |
February |
$6 |
02/19/03 |
Wheaton Healthcare Partners/Wheaton Healthcare International
Domicile: U.S. and offshore
(see article) |
Jerry Treppel
Wheaton Capital Mgmt., Edison, N.J.
732-321-5145 |
Long/short specialty healthcare (small and mid-cap equities) |
Prime brokers: Sanders Morris Harris, UBS
Law firm: Gerston Savage Auditor: Eisner
Administrator: Trident Fund Services |
March 1 |
$10-15 |
02/12/03 |
Altus Global Opportunities Fund
Domicile: U. S.
(see article) |
Jeffrey Crevoiserat, Victor Franck, Brian Katzen, Stephen Sanderson, Michael Vucekovich
Altus Global Investors, Los Angeles
310 587-9291 |
Global, distressed debt |
Law firm: Littman Krooks
Auditor: Lutz & Carr
Custodian: Citigroup |
March |
|
02/12/03 |
Cambium Capital Offshore
Domicile: Cayman Islands
(see article) |
Robert Deaton
Cambium Capital Mgmt., Charlotte
704-731-5432 |
Long/short equity |
Prime brokers: Deutsche Bank, Morgan Stanley
Law firm: Seward & Kissel
Auditor: Rothstein Kass
Administrator: Rothstein Kass |
Feb. 3 |
$5 |
02/12/03 |
Taurus Fund
Domicile: Cayman Islands
(see article) |
Sanjiv Gupta and Bala Kasturi
Vega Asset Mgmt., New York 44-207-245-0245 |
Global macro with equity emphasis |
Law firm: Walkers
Auditor: KPMG
Administrator: Investors Fund Services (Ireland) |
March 1 |
$25-40 |
02/12/03 |
Alpha Equity Market Neutral Fund
Domicile: U. S.
(see article) |
Kevin Means and
Vince Fioramonti
Alpha Equity Management,
Avon, Conn.
860-763-4140 |
Equity long/ short
(market- neutral) |
Prime broker:
Morgan Stanley
Law firm: Cobb & Eisenberg
Auditor: Cohen & Assoc. |
Jan. 1 |
|
02/05/03 |
Alpha Equity Market Neutral Real Estate Securities Fund
Domicile:
U. S.
(see article) |
Kevin Means and Vince Fioramonti
Alpha Equity Management,
Avon, Conn.
860-763-4140 |
Real estate securities
(market- neutral) |
Prime broker: Morgan Stanley
Law firm: Cobb & Eisenberg
Auditor: Cohen & Assoc. |
Jan. 1 |
|
02/05/03 |
Fort Global Contrarian
U. S.
(see article) |
Sanjiv Kumar
Fort Investment Managment,
Washington
202-822-5102 |
Managed futures |
|
December |
$3 |
01/29/03 |
BlueStar Capital
U. S.
(see article) |
Jonathan Lach
BlueStar Capital Management
Westport, Conn.
203-222-1200 |
Healthcare, biotech |
Law firm: Schulte Roth
Auditor: Goldstein Golub |
Jan. 2 |
|
01/29/03 |
JME Opportunity Fund
U. S. & Cayman Islands
(see article) |
Joyce Johnson- Miller
and Sherman Edmiston
JME Management,
New York
http://www.jme.jme@%20verizon.%20net |
Distressed- debt |
Prime broker: Bear Stearns Law firm: Sadis & Goldberg Auditor: Rothstein Kass |
March |
$40+ |
01/22/03 |
General Systems Offshore
Yen Fund,
General Systems
Dollar Fund
British Virgin Islands &
U. S.
(see article) |
Tetsuji Nomoto
and Shuya Narasaki
Orient Asset Management,
Danville, Calif.
925-855-1700 |
Global macro |
Prime broker: Fimat
Law firm: Steinhardt & Falconer
Administrator: Custom House |
February |
|
01/22/03 |
ASI Relative Value
U. S. & Cayman Islands
(see article) |
David Stedman
and Matteo Amoroso
Assiduous Strategic Investments,
Charlotte 704- 943- 5550 |
Global, fixed-income |
Prime broker: Barclays
Law firm: Sadis & Goldberg
Auditor: Pricewaterhouse
Administrator: Globe Op |
Jan. 2 |
$50 |
01/15/03 |
Lucas Total Return
Partners
U. S.
(see article) |
George Lucas Jr.
Russell Lucas,
Red Bank, N. J.
732-758-1004 |
Energy, oil and gas
“royalty trusts” |
Prime broker:
Banc of America |
Jan. 2 |
|
01/15/03 |
Alta Partners Investment Grade Fund
Domicile: U. S.
and British Virgin Islands
(see article) |
Scott Creedon
Creedon Keller & Partners,
Sausalito, Calif.
415-332-0111 |
Convertible Arbitrage
(emphasis on investment-grade securities) |
Prime brokers: Bear Stearns
and Morgan Stanley
Law firm: Tannenbaum Helpern
Auditor: Ernst & Young |
February |
$50 |
01/15/03 |
TQA Special Opportunities Fund
U. S. and offshore
(see article) |
D. J. Langis
and Andy Anderson
TQA Advisors,
Stamford, Conn.
203-961-0684 |
Convertible arbitrage (opportunistic) |
Prime brokers: Bear Stearns
and Deutsche Bank
Law firm: Seward & Kissel
Auditor: PricewaterhouseCoopers
Administrator: Bank of Bermuda |
Dec. 1 |
$6 |
01/15/03 |
