(05/01/2013)

Top Prime Brokers

Based on disclosures by SEC-registered hedge fund managers

    Number of Fund Clients Clients
As % of
All funds
1Q-13 1Q-12 Change
1 Goldman Sachs 1,777 1,748 29 20.7
2 Morgan Stanley 1,346 1,385 -39 15.7
3 J.P. Morgan 1,339 1,296 43 15.6
4 Credit Suisse 882 845 37 10.3
5 Deutsche Bank 689 632 57 8
6 UBS 622 664 -42 7.3
7 Citigroup 458 428 30 5.3
8 Bank of America 354 336 18 4.1
9 Barclays 315 280 35 3.7
10 Fidelity Investments 269 253 16 3.1
11 BNP Paribas 237 283 -46 2.8
12 BNY Mellon (Pershing) 174 175 -1 2
13 Jefferies & Co. 157 154 3 1.8
14 Wells Fargo 96 6 90 1.1
15 Newedge 89 94 -5 1
16 BTIG 60 53 7 0.7
17 Interactive Brokers 47 35 12 0.5
18 Charles Schwab 30 37 -7 0.3
19 ConvergEx 24 20 4 0.3
20 Cantor Fitzgerald 21 23 -2 0.2
20 Nomura 21 22 -1 0.2
20 RBS 21 20 1 0.2
23 TD Bank 20 21 -1 0.2
24 HSBC 18 6 12 0.2
25 ABN Amro 17 7 10 0.2
  SEC-registered funds 8,573 8,232 341  

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