(05/07/2014)

Top Prime Brokers

Based on disclosures by SEC-registered hedge fund managers

 

 

 

 

Number of Fund Clients

Clients
As % of
All funds

 

 

1Q-14

1Q-13

Change

1

Goldman Sachs

   1,845

   1,775

   70

21.1

2

Morgan Stanley

1,358

1,346

12

15.5

3

J.P. Morgan

1,352

1,338

14

15.4

4

Credit Suisse

929

882

47

10.6

5

Deutsche Bank

670

687

-17

7.6

6

UBS

593

622

-29

6.8

7

Citigroup

486

458

28

5.5

8

Bank of America

458

353

105

5.2

9

Barclays

369

315

54

4.2

10

Fidelity Investments

257

269

-12

2.9

11

BNP Paribas

245

237

8

2.8

12

Jefferies

178

155

23

2.0

13

BNY Mellon

174

174

0

2.0

14

Wells Fargo

119

95

24

1.4

15

Newedge

83

89

-6

0.9

16

BTIG

68

58

10

0.8

17

Interactive Brokers

55

47

8

0.6

18

Charles Schwab

39

30

9

0.4

19

HSBC

32

18

14

0.4

20

ConvergEx

30

24

6

0.3

21

Nomura

23

21

2

0.3

21

RBS

23

21

2

0.3

23

Scotiabank

20

16

4

0.2

24

Cantor Fitzgerald

18

20

-2

0.2

25

TD Bank

17

20

-3

0.2

 

SEC-registered funds

8,763

8,573

188

 


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