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HFA
October 26, 2017  

LISTING: Firms Advising Hedge Funds on Regulatory Compliance

Cloudbreak ComplianceWhite Plains, N.Y.Contact: Todd Kaplan914-867-0277todd@cloudbreakcompliance.comHas provided regulatory and compliance support to 30-plus investment advisors since 2015. Specialties include SEC registration, developing customized compliance programs, conducting annual compliance reviews and mock audits, and advising clients on complex regulatory issues including insider trading, research practices and cybersecurity.NOTE:...


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