Search Results

October 26, 2017  

LISTING: Firms Advising Hedge Funds on Regulatory Compliance

Get The NetNew YorkContact: Kevin Beauregard212-551-3558kbeauregard@getthenet.comOffers customized-compliance and operational-risk services to fund operators ranging from startups to firms with more than $1 billion under management. Services include compliance surveillance and annual reviews, mock SEC audits, SEC and NFA registration, staff assessment and recruiting. Coordinates with technology vendors on workflow-process, risk-management and...

This article is free to subscribers of Hedge Fund Alert. If you are a subscriber, please sign in.

If you are not a subscriber, please complete the form below to purchase the article for $19.95.
Credit Card Type
Master Card
First Name *
Last Name *
Card Number *
Expiration *
E-mail *
Address *
City *
State/Province *
Zip/Postal Code *

Purchase Article