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July 25, 2018  

REGULATORY ROUNDUP

Restitution — SECThe SEC is asking Congress for more power to recover funds for investors bilked by fraudulent investment managers.On June 21, SEC chairman Jay Clayton told the House Financial Services Committee that a 2017 Supreme Court ruling severely limited the regulator’s ability to claw back profits gained from illicit schemes. The high court imposed a five-year statute of limitations on the SEC when it comes to forcing bad...


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