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January 30, 2019  

Political Divide Portends Impasse on Rule-Making

Electronic Communications — SECHedge fund managers and other investment advisors face more-stringent guidelines on policing employee use of email, texting and social media.In a Dec. 14 “risk alert,” the SEC expressed concern about “an increasing use of various types of electronic messaging by advisor personnel for business-related communications.” Personally owned mobile devices are seen posing the greatest risk of a...


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